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VA contracts where the account value is zero and are in payout status are included in C3P1 within IA.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": null, + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-06-12", + "Certification Completion Date": "2025-11-24", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Pollei, Mike X", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2020-07-27", + "Planned Production Date": "2020-07-27", + "Vendor Model": "No", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-06-12", + "Model Sponsor": "Kehn, Kevin", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Date of Last Full Validation": "2025-06-12", + "Validation Owner": "Jack Chen", + "Validation Type": "Initial Validation (Full Scope Validation)", + "Date of Next Full Validation": "2027-06-13", + "Validation Director": "Jack Chen", + "Model Status": "In Use", + "Model Developer": "Grosse, Jason E", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A1085039", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T1", + "Business Unit": "Finance", + "Attestation Completion Date": "2025-12-12", + "Governance Ownership": "Anthony", + "created_at": "2025-05-16", + "updated_at": "2026-07-09", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-7", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "7", + "entity_alias": "C3 Phase I Model", + "model_name": "#7 C3P1 Valuation Model", + "model_id": 2482, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Kehn, Kevin", + "Gen AI": "No", + "Model Purpose": "Projects the National Association of Insurance Commissioners (NAIC) Validation Manual Section 21 (VM-21) statutory reserve and capital results for Ameriprise\u2019s Variable Annuity (VA) and Structured Variable Annuity (SVA) blocks under a range of market conditions. The model is a key part of the capital planning processes of Risk Appetite and Tolerance Report (RATR) and Short Term Excess Capital & Liquidity (STECL), it is used in various ad hoc analysis to support management decision making and produces inputs for the downstream VA Deterministic Risk model (Model ID 607). ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": null, + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Nicole Kollar", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2026-01-08", + "Certification Completion Date": "2025-11-24", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Pollei, Mike X", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2021-12-31", + "Planned Production Date": "2021-12-31", + "Vendor Model": "No", + "AIML Model": "No", + "Date of Last Annual Review": "2025-01-30", + "Date of Independent Validation": "2026-01-08", + "Model Sponsor": "Kehn, Kevin", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- not a vendor model", + "Date of Last Full Validation": "2026-01-08", + "Validation Owner": "Mudit Madhura", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2028-01-09", + "Validation Director": "Muzammil Waheed", + "Model Status": "In Use", + "Model Developer": "Grosse, Jason E", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A1085039", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T1", + "Business Unit": "Finance", + "Attestation Completion Date": "2025-12-12", + "Governance Ownership": "Anthony", + "created_at": "2025-05-16", + "updated_at": "2026-07-09", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-615", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "615", + "entity_alias": "VM-21 Risk Model", + "model_name": "#615 Vm21 Risk Model", + "model_id": 2445, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Kehn, Kevin", + "Gen AI": "No", + "Model Purpose": "Projects income statement and balance sheet items which includes the following key metrics - projected distributable earnings and GAAP pre-tax income (PTI), for Ameriprise\u2019s Variable Annuity (VA) and Structured Variable Annuity (SVA) blocks of business. This information is produced for a range of economic scenarios for use in the capital/liquidity/earnings risk analysis, stress testing, and capital planning process, specifically for Risk Appetite and Tolerance Report (RATR) and Short Term Excess Capital & Liquidity (STECL) reports.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": null, + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2026-01-23", + "Certification Completion Date": "2025-11-24", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Pollei, Mike X", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2023-06-30", + "Planned Production Date": "2023-06-30", + "Vendor Model": "No", + "AIML Model": "No", + "Date of Last Annual Review": "2025-01-30", + "Date of Independent Validation": "2026-01-23", + "Model Sponsor": "Kehn, Kevin", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Date of Last Full Validation": "2026-01-23", + "Validation Owner": "Raman", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2028-01-24", + "Validation Director": "Muzammil Waheed", + "Model Status": "In Use", + "Model Developer": "Grosse, Jason E", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A1085039", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T1", + "Business Unit": "Finance", + "Attestation Completion Date": "2025-12-12", + "Governance Ownership": "Anthony", + "created_at": "2025-05-16", + "updated_at": "2026-07-09", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-607", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "607", + "entity_alias": "VA Deterministic Risk", + "model_name": "#607 Va Deterministic Risk Model", + "model_id": 2441, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Kehn, Kevin", + "Gen AI": "No", + "Model Purpose": "Projects the RiverSource Life Insurance Companies (RVSL or RSL) income statement and balance sheet items in order to calculate GAAP Pre-Tax Income and STAT Distributable Earnings under a range of market conditions. This information is used to produce complete income statements and balance sheets for each of Ameriprise\u2019s RSL Insurance entities (RiverSource Life Insurance Company (NAT) & RiverSource Life Insurance Co. of New York (NY)) for use in Risk Management and Capital Planning.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": null, + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-07-23", + "Certification Completion Date": "2025-11-24", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Pollei, Mike X", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2024-03-31", + "Planned Production Date": "2024-03-31", + "Vendor Model": "No", + "AIML Model": "No", + "Date of Last Annual Review": "2025-10-31", + "Date of Independent Validation": "2024-07-23", + "Model Sponsor": "Kehn, Kevin", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Date of Last Full Validation": "2024-07-23", + "Validation Owner": "Ronit Arora", + "Validation Type": "Initial Validation (Full Scope Validation)", + "Date of Next Full Validation": "2028-07-23", + "Validation Director": "Jack Chen", + "Model Status": "In Use", + "Model Developer": "Grosse, Jason E", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A1085039", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T2", + "Business Unit": "Finance", + "Attestation Completion Date": "2025-12-12", + "Governance Ownership": "Anthony", + "created_at": "2025-05-16", + "updated_at": "2026-07-09", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-622", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "622", + "entity_alias": "RSL Corporate Risk Model", + "model_name": "#622 Rsl Corporate Risk Model", + "model_id": 2358, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Kehn, Kevin", + "Gen AI": "No", + "Model Purpose": "Projects income statement and balance sheet items in order to calculate distributable earnings and GAAP Pretax Income (PTI) for Ameriprise\u2019s Disability Income (DI) and Long-Term Care (LTC) blocks of business under a range of market conditions, for use in the Capital/Liquidity/Earnings Risk Analysis, Stress Testing, and Capital planning process. ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": null, + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-07-23", + "Certification Completion Date": "2025-11-24", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Pollei, Mike X", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2023-06-30", + "Planned Production Date": "2023-06-30", + "Vendor Model": "No", + "AIML Model": "No", + "Date of Last Annual Review": "2025-10-31", + "Date of Independent Validation": "2024-07-23", + "Model Sponsor": "Kehn, Kevin", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Date of Last Full Validation": "2024-07-23", + "Validation Owner": "Ronit Arora", + "Validation Type": "Initial Validation (Full Scope Validation)", + "Date of Next Full Validation": "2028-07-23", + "Validation Director": "Jack Chen", + "Model Status": "In Use", + "Model Developer": "Grosse, Jason E", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A1245804", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T2", + "Business Unit": "Finance", + "Attestation Completion Date": "2025-12-12", + "Governance Ownership": "Anthony", + "created_at": "2025-05-16", + "updated_at": "2026-07-09", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Pollei, Mike X", + "type": "Tiering Process", + "unique_id": "MOD-618", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "618", + "entity_alias": "Health Insurance Deterministic Risk Model", + "model_name": "#618 Health Insurance Deterministic Risk Model", + "model_id": 2356, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Kehn, Kevin", + "Gen AI": "No", + "Model Purpose": "Projects income statement and balance sheet items in order to calculate distributable earnings for Ameriprise\u2019s Traditional Life and Permanent Life Insurance blocks of business under a range of market conditions over the next 3 years, for use in the Capital/Liquidity/Earnings Risk Analysis, Stress Testing, and Capital planning process. ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": null, + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-07-23", + "Certification Completion Date": "2025-11-24", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Pollei, Mike X", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2023-09-30", + "Planned Production Date": "2023-12-31", + "Vendor Model": "No", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-06-20", + "Model Sponsor": "Kehn, Kevin", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Date of Last Full Validation": "2025-06-20", + "Validation Owner": "Anmol Jain", + "Validation Type": "Initial Validation (Full Scope Validation)", + "Date of Next Full Validation": "2028-07-23", + "Validation Director": "Jack Chen", + "Model Status": "In Use", + "Model Developer": "Grosse, Jason E", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A1085039", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T2", + "Business Unit": "Finance", + "Attestation Completion Date": "2025-12-12", + "Governance Ownership": "Anthony", + "created_at": "2025-05-16", + "updated_at": "2026-07-09", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Pollei, Mike X", + "type": "Tiering Process", + "unique_id": "MOD-617", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "617", + "entity_alias": "Life Insurance Deterministic Risk Model", + "model_name": "#617 Life Insurance Risk Model", + "model_id": 2354, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + 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