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The output is consolidated with other products into the Life & Health Segment Plan/Forecast. Sources of variances (Sales/Market/Rates/1-time items/Claims/expenses/BAU) Year over Year are identified and quantified. to establish Insurance leadership uses this information to identify management actions to improve earnings. The Business Unit Assessment is based on original Plan vs 9+3 Forecast.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": null, + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-02-28", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Bullock, John D", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Vendor Model": "No", + "AIML Model": "No", + "Date of Last Annual Review": "2026-05-12", + "Date of Independent Validation": "2025-02-28", + "Model Sponsor": "Kehn, Kevin", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-02-28", + "Validation Owner": "Ronit Arora", + "Validation Type": "Initial Validation (Full Scope Validation)", + "Date of Next Full Validation": "2030-02-28", + "Validation Director": "Jack Chen", + "Model Status": "In Use", + "Model Developer": "Frost, Daryl L", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A2110447", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "Finance", + "Attestation Completion Date": "2025-12-12", + "created_at": "2025-05-16", + "updated_at": "2026-06-15", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-78", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "78", + "entity_alias": "UL Plan/ Forecast Model", + "model_name": "Ul Plan & Forecast", + "model_id": 2503, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "MS Excel", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Kehn, Kevin", + "Gen AI": "No", + "Model Purpose": "Projects income statement, balance sheet, cash flow, and metric items used to calculate GAAP operating Pre-Tax Income (PTI) for Ameriprise\u2019s Traditional Life (Term and Whole Life) block of business under prescribed sales/markets/interest rates/expenses and GAAP valuation model best estimate assumptions. The Trad output is consolidated with other products into the Life & Health Segment Plan/Forecast. Sources of variances (Sales/Market/Rates/1-time items/Claims/expenses/BAU) Year over Year are identified and quantified to establish Insurance leadership uses this information to identify management actions to improve earnings.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": null, + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-02-28", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Bullock, John D", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Vendor Model": "No", + "AIML Model": "No", + "Date of Last Annual Review": "2026-05-22", + "Date of Independent Validation": "2025-02-28", + "Model Sponsor": "Kehn, Kevin", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-02-28", + "Validation Owner": "Ronit Arora", + "Validation Type": "Initial Validation (Full Scope Validation)", + "Date of Next Full Validation": "2030-02-28", + "Validation Director": "Jack Chen", + "Model Status": "In Use", + "Model Developer": "Frost, Daryl L", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A2110446", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "Finance", + "Attestation Completion Date": "2025-12-12", + "created_at": "2025-05-16", + "updated_at": "2026-06-15", + "created_by": "mrm_admin", + "updated_by": "Jain, Ritesh", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-77", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "77", + "entity_alias": "Trad Life Plan/ Forecast Model", + "model_name": "Trad Life Plan & Forecast", + "model_id": 2501, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "MS Excel", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Kehn, Kevin; Frost, Daryl L", + "Gen AI": "No", + "Model Purpose": "Projects income statement, balance sheet, cash flow, and metric items used to calculate GAAP operating Pre-Tax Income (PTI) for Ameriprise\u2019s Disability Income (DI) and Long-Term Care (LTC) blocks of business under prescribed sales/ s/interest rates/expenses and GAAP valuation model best estimate assumptions. The DI output is consolidated with other products into the Life & Health Segment Plan/Forecast. The LTC output is the Long-Term Care Segment Plan/Forecast. Sources of variances (Sales/Market/Rates/1-time items/Claims/expenses/BAU) Year over Year are identified and quantified to establish Insurance leadership uses this information to identify management actions to improve earnings. This model is constructed in Excel and provides the flexibility and speed to update assumptions and projections within the planning cycle timelines. ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": null, + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-02-28", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Bullock, John D", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Vendor Model": "No", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-02-28", + "Model Sponsor": "Kehn, Kevin", + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-02-28", + "Validation Owner": "Ronit Arora", + "Validation Type": "Initial Validation (Full Scope Validation)", + "Date of Next Full Validation": "2030-02-28", + "Validation Director": "Jack Chen", + "Model Status": "In Use", + "Model Developer": "Frost, Daryl L", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "TBD", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "Finance", + "Attestation Completion Date": "2025-12-12", + "created_at": "2025-05-16", + "updated_at": "2026-06-15", + "created_by": "mrm_admin", + "updated_by": "Jain, Ritesh", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-76", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "76", + "entity_alias": "DI<C Plan/ Forecast Model", + "model_name": "Di&Ltc Plan & Forecast", + "model_id": 2499, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "MS Excel", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Kehn, Kevin", + "Gen AI": "No", + "Model Purpose": "Projects income statement, balance sheet, cash flow, and metric items used to calculate GAAP operating Pre-Tax Income (PTI) for blocks with Variable Universal Life (VUL) business under prescribed sales/markets/interest rates/expenses and GAAP valuation model best estimate assumptions. The output is consolidated with other products into the Life & Health Segment Plan/Forecast. Sources of variances (Sales/Market/Rates/1-time items/Claims/expenses/BAU) Year over Year are identified and quantified. to establish Insurance leadership uses this information to identify management actions to improve earnings.\nThis model is constructed in Excel and provides the flexibility and speed to update assumptions and projections within the planning cycle timelines. ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": null, + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-12-30", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Bullock, John D", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Vendor Model": "No", + "AIML Model": "No", + "Date of Last Annual Review": "2026-04-30", + "Date of Independent Validation": "2024-12-30", + "Model Sponsor": "Kehn, Kevin", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-12-30", + "Validation Owner": "Anmol Jain", + "Validation Type": "Initial Validation (Full Scope Validation)", + "Date of Next Full Validation": "2029-12-30", + "Validation Director": "Jack Chen", + "Model Status": "In Use", + "Model Developer": "Frost, Daryl L", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A2110444", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "Finance", + "Attestation Completion Date": "2025-12-12", + "created_at": "2025-05-16", + "updated_at": "2026-06-15", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-75", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "75", + "entity_alias": "VUL Plan/Forecast Model", + "model_name": "Vul Plan & Forecast", + "model_id": 2497, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "MS Excel", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": "Dan Keenan", + "Model Owner Support": "Kehn, Kevin; Eberlein, Jeffrey", + "Gen AI": "No", + "Model Purpose": "Projects income statement items in order to calculate Operating Pre-tax Income for Ameriprise\u2019s Fixed Annuity (FA) and Payout Annuity (PO) blocks of business using Best Estimate assumptions for use in the business planning process.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": null, + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-03-28", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Bullock, John D", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Vendor Model": "No", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-03-28", + "Model Sponsor": "Kehn, Kevin", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-03-28", + "Validation Owner": "Dan Keenan", + "Validation Type": "Initial Validation (Full Scope Validation)", + "Date of Next Full Validation": "2030-03-28", + "Validation Director": "Muzammil Waheed", + "Model Status": "In Use", + "Model Developer": "Eberlein, Jeffrey", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "TBD", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "Finance", + "Attestation Completion Date": "2025-12-12", + "created_at": "2025-05-16", + "updated_at": "2026-06-15", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-74", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "74", + "entity_alias": "FA Plan/ Forecast Model", + "model_name": "Fa Plan/Forecast Model", + "model_id": 2494, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "MS Excel", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Kehn, Kevin", + "Gen AI": "No", + "Model Purpose": "The purpose of this model is to project income statement items in order to calculate Operating Pre-tax Income for Ameriprise\u2019s Variable Annuity (VA) and Structured Variable Annuity (SVA) blocks of business using Best Estimate assumptions for use in the business planning process.\nResults of the model are primarily used to support management decision making and to set targets for the business units. For example, profitability of the VA and SVA block are tracked against the Plan profitability throughout the year. Results of the VA Plan/Forecast Model are not shared externally and are not part of any reported financial statements. As such, the model risk is assessed as low and there is no financial impact associated with model errors.\nThis model is constructed within Excel, which primarily addresses the needs for flexibility and speed required to produce projections within the planning cycle timelines.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": null, + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-12-30", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Bullock, John D", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2020-07-27", + "Planned Production Date": "2020-07-27", + "Vendor Model": "No", + "AIML Model": "No", + "Date of Last Annual Review": "2026-04-27", + "Date of Independent Validation": "2024-12-30", + "Model Sponsor": "Kehn, Kevin", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-12-30", + "Validation Owner": "Raman", + "Validation Type": "Initial Validation (Full Scope Validation)", + "Date of Next Full Validation": "2029-12-30", + "Validation Director": "Muzammil Waheed", + "Model Status": "In Use", + "Model Developer": "Eberlein, Jeffrey", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A2110437", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "Finance", + "Attestation Completion Date": "2025-12-12", + "created_at": "2025-05-16", + "updated_at": "2026-06-15", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Lyndee.R.Salo", + "type": "Tiering Process", + "unique_id": "MOD-17", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "17", + "entity_alias": "VA Plan/Forecast Model", + "model_name": "Va Plan/Forecast Model", + "model_id": 2407, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + } + ], + "List of AI Non Model for Certification": [] + } + } +} \ No newline at end of file