From 2238782eb50924cf21dad1f9385cd4e72d5547d6 Mon Sep 17 00:00:00 2001 From: default Date: Mon, 15 Dec 2025 18:14:52 +0000 Subject: [PATCH] freezed_entity --- .../freezed_entity_3514_ModelInventory.json | 3538 +++++++++++++++++ 1 file changed, 3538 insertions(+) create mode 100644 solytics_mrm_vault_ameriprise_production_db/freezed_entity_3514_ModelInventory.json diff --git a/solytics_mrm_vault_ameriprise_production_db/freezed_entity_3514_ModelInventory.json b/solytics_mrm_vault_ameriprise_production_db/freezed_entity_3514_ModelInventory.json new file mode 100644 index 0000000..01cc26b --- /dev/null +++ b/solytics_mrm_vault_ameriprise_production_db/freezed_entity_3514_ModelInventory.json @@ -0,0 +1,3538 @@ +{ + "entity_team": { + "team_name": "team_ModelInventory_3514", + "team_id": 6816, + "team_member": [ + { + "user": "Dupont, Anthony", + "user_email": "anthony.dupont@ampf.com", + "designation": "Mr/Mrs", + "is_grp": false, + "group": null, + "group_member": null, + "group_id": null, + "role": "Governance Officer" + }, + { + "user": "Soderstrom, Jeff E", + "user_email": "jeff.e.soderstrom@ampf.com", + "designation": "Mrs", + "is_grp": false, + "group": null, + "group_member": null, + "group_id": null, + "role": "Model Sponsor MSP" + } + ] + }, + "show_in_summary_for_entity": {}, + "entity_attributes": { + "data": { + "Governance Review": { + "Gov Attestation Review": "Model list attested too is correct. 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", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Seigworth, Louise", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Wallenta, Craig", + "Model Attestation for inventory": "True", + "ELT": "Joe Sweeney", + "Model Sponsor support": "Soderstrom, Jeff E", + "Model Certification Status": "Complete", + "Validation Director": "Chander Bhushan", + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-12-06", + "Active Policy Exception": "No", + "Business Unit": "AWM", + "Certification Completion Date": "2025-11-19", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2021-10-03", + "Planned Production Date": "2021-10-03", + "Attestation Completion Date": "2025-07-22", + "Vendor Model": "No", + "Model Sponsor": "Soderstrom, Jeff E", + "Current Risk Tier": "T3", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Mayank Prateek", + "Date of Independent Validation": "2024-12-06", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Mayank Prateek", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2024-12-06", + "created_at": "2025-05-17", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-709", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "709", + "entity_alias": "Supervision Fee Planning Model", + "model_name": "Supervision Fees Grid Change Analysis", + "model_id": 2641, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "Secure Reliable Transport (SRT)", + "Date of Next Full Validation": "2029-07-23", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Goel, Mridul G", + "Gen AI": "No", + "Model Purpose": "Used by the Trade Supervision Team to identify the anomalous trades among the trades that are classified as green by the Supervision Review Tool (SRT) rule sets under non-discretionary accounts as per regulatory guidelines. Trades that score higher for potential anomalous behavior than a business-determined threshold are reviewed by the team, other trades are automatically closed/not reviewed further. This tool is specifically used for fixed income trade products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": "EDAI", + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Goel, Mridul G", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Landree, Joe C", + "Model Attestation for inventory": "True", + "ELT": "Joe Sweeney", + "Model Sponsor support": "Soderstrom, Jeff E", + "Model Certification Status": "Complete", + "Validation Director": "Sakshi", + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Business Unit": "AWM", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2023-08-31", + "Planned Production Date": "2023-08-31", + "Attestation Completion Date": "2025-07-22", + "Vendor Model": "Yes", + "Model Sponsor": "Soderstrom, Jeff E", + "Current Risk Tier": "T3", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Name of Validator Review": "Hardik Bansal", + "Date of Independent Validation": "2025-10-31", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Hardik Bansal", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-629", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "629", + "entity_alias": "SRT Fixed Income Anomaly Model", + "model_name": "Srt Fixed Income Trade Anomaly Model", + "model_id": 2459, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "Secure Reliable Transport (SRT)", + "Date of Next Full Validation": "2029-07-23", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Goel, Mridul G", + "Gen AI": "No", + "Model Purpose": "Used by the Trade Supervision Team to identify the anomalous trades among the trades that are classified as green by the Supervision Review Tool (SRT) rule sets under non-discretionary accounts as per regulatory guidelines. Trades that score higher for potential anomalous behavior than a business-determined threshold are reviewed by the team, other trades are automatically closed/not reviewed further. This tool is specifically used for options trade products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": "EDAI", + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Goel, Mridul G", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Landree, Joe C", + "Model Attestation for inventory": "True", + "ELT": "Joe Sweeney", + "Model Sponsor support": "Soderstrom, Jeff E", + "Model Certification Status": "Complete", + "Validation Director": "Sakshi", + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Business Unit": "AWM", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2023-08-31", + "Planned Production Date": "2023-08-31", + "Attestation Completion Date": "2025-07-22", + "Vendor Model": "Yes", + "Model Sponsor": "Soderstrom, Jeff E", + "Current Risk Tier": "T3", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Name of Validator Review": "Hardik Bansal", + "Date of Independent Validation": "2025-10-31", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Hardik Bansal", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-628", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "628", + "entity_alias": "SRT Options Trade Anomaly Model", + "model_name": "Srt Option Trade Anomaly Model", + "model_id": 2457, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "Secure Reliable Transport (SRT)", + "Date of Next Full Validation": "2029-07-23", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Goel, Mridul G", + "Gen AI": "No", + "Model Purpose": "Used by the Trade Supervision Team to identify the anomalous trades among the trades that are classified as green by the Supervision Review Tool (SRT) rule sets under non-discretionary accounts as per regulatory guidelines. Trades that score higher for potential anomalous behavior than a business-determined threshold are reviewed by the team, other trades are automatically closed/not reviewed further. This tool is specifically used for equity trade products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": "EDAI", + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Goel, Mridul G", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Landree, Joe C", + "Model Attestation for inventory": "True", + "ELT": "Joe Sweeney", + "Model Sponsor support": "Soderstrom, Jeff E", + "Model Certification Status": "Complete", + "Validation Director": "Sakshi", + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Business Unit": "AWM", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2023-08-31", + "Planned Production Date": "2023-08-31", + "Attestation Completion Date": "2025-07-22", + "Vendor Model": "Yes", + "Model Sponsor": "Soderstrom, Jeff E", + "Current Risk Tier": "T3", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Name of Validator Review": "Hardik Bansal", + "Date of Independent Validation": "2025-10-31", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Hardik Bansal", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-627", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "627", + "entity_alias": "SRT Equity Trade Anomaly Model", + "model_name": "Srt Equity Trade Anomaly Model", + "model_id": 2455, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "Secure Reliable Transport (SRT)", + "Date of Next Full Validation": "2029-07-23", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Goel, Mridul G", + "Gen AI": "No", + "Model Purpose": "Used by the Trade Supervision Team to identify the anomalous trades among the trades that are classified as green by the Supervision Review Tool (SRT) rule sets under non-discretionary accounts as per regulatory guidelines. Trades that score higher for potential anomalous behavior than a business-determined threshold are reviewed by the team, other trades are automatically closed/not reviewed further. This tool is specifically used for exchange traded fund products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": "EDAI", + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Goel, Mridul G", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Landree, Joe C", + "Model Attestation for inventory": "True", + "ELT": "Joe Sweeney", + "Model Sponsor support": "Soderstrom, Jeff E", + "Model Certification Status": "Complete", + "Validation Director": "Sakshi", + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Business Unit": "AWM", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2023-08-31", + "Planned Production Date": "2023-08-31", + "Attestation Completion Date": "2025-07-22", + "Vendor Model": "Yes", + "Model Sponsor": "Soderstrom, Jeff E", + "Current Risk Tier": "T3", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Name of Validator Review": "Hardik Bansal", + "Date of Independent Validation": "2025-10-31", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Hardik Bansal", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-626", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "626", + "entity_alias": "SRT ETF Trade Anomaly Model", + "model_name": "Srt Etf Trade Anomaly Model", + "model_id": 2453, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "Secure Reliable Transport (SRT)", + "Date of Next Full Validation": "2029-07-23", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Goel, Mridul G", + "Gen AI": "No", + "Model Purpose": "Used by the Trade Supervision Team to identify the anomalous trades among the trades that are classified as green by the Supervision Review Tool (SRT) rule sets under non-discretionary accounts as per regulatory guidelines. Trades that score higher for potential anomalous behavior than a business-determined threshold are reviewed by the team, other trades are automatically closed/not reviewed further. 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The priority supervision review only expedites the review process for what the tool classifies as higher risk trades; however, all trades are ultimately reviewed by the team. This tool specifically pertains to exchange traded funds products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": "EDAI", + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Goel, Mridul G", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Landree, Joe C", + "Model Attestation for inventory": "True", + "ELT": "Joe Sweeney", + "Model Sponsor support": "Soderstrom, Jeff E", + "Model Certification Status": "Complete", + "Validation Director": "Sakshi", + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Business Unit": "AWM", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2023-07-30", + "Planned Production Date": "2023-07-30", + "Attestation Completion Date": "2025-07-22", + "Vendor Model": "Yes", + "Model Sponsor": "Soderstrom, Jeff E", + "Current Risk Tier": "T3", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Name of Validator Review": "Kanik Aggarwal", + "Date of Independent Validation": "2025-10-31", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Kanik Aggarwal", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-599", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "599", + "entity_alias": "SRT ETF Trade Priority Model", + "model_name": "Srt Etf Trade Priority Model", + "model_id": 2429, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Date of Next Full Validation": "2029-07-23", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Goel, Mridul G", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. The priority supervision review only expedites the review process for what the tool classifies as higher risk trades; however, all trades are ultimately reviewed by the team. This tool specifically pertains to equity trade products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": "EDAI", + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Goel, Mridul G", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Landree, Joe C", + "Model Attestation for inventory": "True", + "ELT": "Joe Sweeney", + "Model Sponsor support": "Soderstrom, Jeff E", + "Model Certification Status": "Complete", + "Validation Director": "Sakshi", + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Business Unit": "AWM", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2023-07-30", + "Planned Production Date": "2023-07-30", + "Attestation Completion Date": "2025-07-22", + "Vendor Model": "Yes", + "Model Sponsor": "Soderstrom, Jeff E", + "Current Risk Tier": "T3", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Name of Validator Review": "Kanik Aggarwal", + "Date of Independent Validation": "2025-10-31", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Kanik Aggarwal", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-598", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "598", + "entity_alias": "SRT Equity Trade Priority Model", + "model_name": "Srt Equity Trade Priority Model", + "model_id": 2348, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Date of Next Full Validation": "2029-07-23", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Goel, Mridul G", + "Gen AI": "No", + "Model Purpose": "Predicts the likelihood of an action being taken by the Trade Supervisory Review team on a trade, thereby helping business to improve efficiency in auto-closing less risky trades out of the entire Supervision Review Tool (SRT) tool-flagged trade cohort (also referred to as the Non-Green trades). This tool was specifically built for classifying action trades within Unit Investment Trust (UIT) trades.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": "EDAI", + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Goel, Mridul G", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Landree, Joe C", + "Model Attestation for inventory": "True", + "ELT": "Joe Sweeney", + "Model Sponsor support": "Soderstrom, Jeff E", + "Model Certification Status": "Complete", + "Validation Director": "Sakshi", + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Business Unit": "AWM", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2023-05-30", + "Planned Production Date": "2023-05-30", + "Attestation Completion Date": "2025-07-22", + "Vendor Model": "Yes", + "Model Sponsor": "Soderstrom, Jeff E", + "Current Risk Tier": "T3", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Name of Validator Review": " Kaushik Mahato", + "Date of Independent Validation": "2025-10-31", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Kaushik Mahato", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-597", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "597", + "entity_alias": "SRT UIT Trade Action Propensity Model", + "model_name": "Srt Uit Trade Action Propensity", + "model_id": 2346, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Date of Next Full Validation": "2029-07-23", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Goel, Mridul G", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. Trade Supervision Team originally was required to review flagged OP Trades per current Regulatory guidelines, however, only about 2.4% of OP Trades resulted in an \"Action\" from the supervision review. \u00a0A supervised Machine Learning (ML) Model was developed to predict an OP Trade\u2019s likelihood to be \u201cActioned\u201d from Supervision Review.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": "EDAI", + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Goel, Mridul G", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Landree, Joe C", + "Model Attestation for inventory": "True", + "ELT": "Joe Sweeney", + "Model Sponsor support": "Soderstrom, Jeff E", + "Model Certification Status": "Complete", + "Validation Director": "Sakshi", + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Business Unit": "AWM", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2022-03-16", + "Planned Production Date": "2022-03-16", + "Attestation Completion Date": "2025-07-22", + "Vendor Model": "Yes", + "Model Sponsor": "Soderstrom, Jeff E", + "Current Risk Tier": "T3", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Name of Validator Review": " Kaushik Mahato", + "Date of Independent Validation": "2025-10-31", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Kaushik Mahato", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-532", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "532", + "entity_alias": "SRT Options Trade Action Propensity Model", + "model_name": "Srt Option Trade Action Propensity", + "model_id": 2335, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Date of Next Full Validation": "2029-07-23", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Goel, Mridul G", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. Trade Supervision Team: \u00a0using Non-Green (SRT Score> 0) EQ Trades under Non-Discretionary accounts per current Regulatory guidelines, only about 16% of EQ Trades resulted in an \"Action\" from the supervision review.\u00a0 A supervised Machine Learning (ML) Model was developed to predict an EQ Trade\u2019s likelihood to be \u201cActioned\u201d from Supervision Review.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": "EDAI", + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Goel, Mridul G", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Landree, Joe C", + "Model Attestation for inventory": "True", + "ELT": "Joe Sweeney", + "Model Sponsor support": "Soderstrom, Jeff E", + "Model Certification Status": "Complete", + "Validation Director": "Sakshi", + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Business Unit": "AWM", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2021-05-12", + "Planned Production Date": "2021-05-12", + "Attestation Completion Date": "2025-07-22", + "Vendor Model": "Yes", + "Model Sponsor": "Soderstrom, Jeff E", + "Current Risk Tier": "T3", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Name of Validator Review": " Kaushik Mahato", + "Date of Independent Validation": "2025-10-31", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Kaushik Mahato", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-362", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "362", + "entity_alias": "SRT Equity Trade Action Propensity Model", + "model_name": "Srt Equity Trade Action Propensity", + "model_id": 2309, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Date of Next Full Validation": "2029-07-23", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Goel, Mridul G", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. Trade Supervision Team:\u00a0 using Non-Green (SRT Score> 0) ETF Trades under Non-Discretionary accounts per current Regulatory guidelines, only about 17% of ETF Trades resulted in an \"Action\" from the supervision review.\u00a0 A supervised Machine Learning (ML) Model was developed to predict an ETF Trade\u2019s likelihood to be \u201cActioned\u201d from Supervision Review.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": "EDAI", + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Goel, Mridul G", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Landree, Joe C", + "Model Attestation for inventory": "True", + "ELT": "Joe Sweeney", + "Model Sponsor support": "Soderstrom, Jeff E", + "Model Certification Status": "Complete", + "Validation Director": "Sakshi", + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Business Unit": "AWM", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2021-05-12", + "Planned Production Date": "2021-05-12", + "Attestation Completion Date": "2025-07-22", + "Vendor Model": "Yes", + "Model Sponsor": "Soderstrom, Jeff E", + "Current Risk Tier": "T3", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Name of Validator Review": " Kaushik Mahato", + "Date of Independent Validation": "2025-10-31", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Kaushik Mahato", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-361", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "361", + "entity_alias": "SRT ETF Trade Action Propensity Model", + "model_name": "Srt Etf Trade Action Propensity", + "model_id": 2307, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Date of Next Full Validation": "2029-07-23", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Goel, Mridul G", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. Trade Supervision Team:\u00a0 is required to review of all Non-Green (SRT Score> 0) MF Trades under Non-Discretionary accounts per current Regulatory guidelines, however, only about 16% of MF Trades resulted in an \"Action\" from the supervision review.\u00a0 A supervised Machine Learning (ML) Model was developed to predict an MF Trade\u2019s likelihood to be \u201cActioned\u201d from Supervision Review.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": "EDAI", + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Goel, Mridul G", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Landree, Joe C", + "Model Attestation for inventory": "True", + "ELT": "Joe Sweeney", + "Model Sponsor support": "Soderstrom, Jeff E", + "Model Certification Status": "Complete", + "Validation Director": "Sakshi", + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": 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