From 3ad2e42014cd4d40270bf672ac06b18c03fce79a Mon Sep 17 00:00:00 2001 From: default Date: Mon, 13 Jul 2026 07:41:19 +0000 Subject: [PATCH] freezed_entity --- .../freezed_entity_4536_ModelInventory.json | 3991 +++++++++++++++++ 1 file changed, 3991 insertions(+) create mode 100644 solytics_mrm_vault_ameriprise_production_db/freezed_entity_4536_ModelInventory.json diff --git a/solytics_mrm_vault_ameriprise_production_db/freezed_entity_4536_ModelInventory.json b/solytics_mrm_vault_ameriprise_production_db/freezed_entity_4536_ModelInventory.json new file mode 100644 index 0000000..a0b30e8 --- /dev/null +++ b/solytics_mrm_vault_ameriprise_production_db/freezed_entity_4536_ModelInventory.json @@ -0,0 +1,3991 @@ +{ + "entity_team": { + "team_name": "team_ModelInventory_4536", + "team_id": 8662, + "team_member": [ + { + "user": "Dupont, Anthony", + "user_email": "anthony.dupont@ampf.com", + "designation": "Mr/Mrs", + "is_grp": false, + "group": null, + "group_member": null, + "group_id": 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A supervised Machine Learning (ML) Model was developed to predict these Non-Replacement Annuity application\u2019s likelihood to be \u201cUnapproved\u201d.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": "Kinav, Ozlem", + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-09-26", + "Certification Completion Date": "2026-06-29", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": " Seplak, Jeffrey A", + "Model Attestation Status": "Complete", + "Model Category": [ + { + "label": "Quantities", + "value": "Quantities" + }, + { + "label": "Qualitative", + "value": "Qualitative" + } + ], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": "Models used to manage technology & work activities", + "Actual Production Date": "2021-05-12", + "Planned Production Date": "2021-05-12", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-12-01", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1803271", + "Vendor Company": "ZINNIA DISTRIBUTOR SOLUTIONS LLC", + "Date of Last Full Validation": "2025-12-01", + "Validation Owner": "Kaushik Mahato", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-09-26", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0165016", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "Governance Ownership": "Amarjit", + "created_at": "2025-06-24", + "updated_at": "2026-07-02", + "created_by": "Vaughn, Brenda E", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Vaughn, Brenda E", + "type": "Tiering Process", + "unique_id": "MOD-363", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "363", + "entity_alias": "Annuity Application Suitability Review Unapproved Propensity Model", + "model_name": "Annuity Application Suitability Review Unapproved Propensity Model", + "model_id": 3160, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. Trade Supervision Team: using Non-Green (SRT Score> 0) FI Trades under Non-Discretionary accounts per current Regulatory guidelines, only a relatively small percentage of FI Trades resulted in \u201cAction\u201d from the supervision review. A supervised Machine Learning (ML) Model was developed to predict an FI Trade\u2019s likelihood to be \u201cActioned\u201d from Supervision Review.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Certification Completion Date": "2026-06-16", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2022-03-16", + "Planned Production Date": "2022-03-16", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Kaushik Mahato", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "Governance Ownership": "Amarjit", + "created_at": "2025-05-21", + "updated_at": "2026-07-02", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-533", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "533", + "entity_alias": "SRT Fixed Income Trade Action Propensity Model", + "model_name": "Srt Fixed Income Trade Action Propensity Model", + "model_id": 2737, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "MS Excel", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Used to determine the estimated revenues from supervision fees under various scenarios/options, which are provided to leadership in Supervision, Asset Wealth Management (AWM), and Ameriprise Franchise Group (AFG) in order to assist in making business decisions on potential changes (if any) to the annual franchise advisor supervision fees grid that affects revenue paid to Ameriprise Financial. ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": null, + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-12-06", + "Certification Completion Date": "2026-06-24", + "Model Use Flag": "Bank Impact", + "Related to insurance business": null, + "Model Owner": "Wallenta, Craig", + "Model Attestation Status": "Complete", + "Model Category": [ + { + "label": "Quantities", + "value": "Quantities" + } + ], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2021-10-03", + "Planned Production Date": "2021-10-03", + "Vendor Model": "No", + "AIML Model": "No", + "Date of Last Annual Review": "2026-03-26", + "Date of Independent Validation": "2024-12-06", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Date of Last Full Validation": "2024-12-06", + "Validation Owner": "Mayank Prateek", + "Validation Type": "Initial Validation (Full Scope Validation)", + "Date of Next Full Validation": "2029-12-06", + "Validation Director": "Chander Bhushan", + "Model Status": "In Use", + "Model Developer": "Seigworth, Louise", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A2110478", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "Governance Ownership": "Amarjit", + "created_at": "2025-05-17", + "updated_at": "2026-07-02", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-709", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "709", + "entity_alias": "Supervision Fee Planning Model", + "model_name": "Supervision Fees Grid Change Analysis", + "model_id": 2641, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by the Trade Supervision Team to identify the anomalous trades among the trades that are classified as green by the Supervision Review Tool (SRT) rule sets under non-discretionary accounts as per regulatory guidelines. Trades that score higher for potential anomalous behavior than a business-determined threshold are reviewed by the team, other trades are automatically closed/not reviewed further. This tool is specifically used for fixed income trade products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Certification Completion Date": "2026-06-16", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2023-08-31", + "Planned Production Date": "2023-08-31", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Open Role", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "Governance Ownership": "Amarjit", + "created_at": "2025-05-16", + "updated_at": "2026-07-02", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-629", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "629", + "entity_alias": "SRT Fixed Income Trade Anomaly Model", + "model_name": "Srt Fixed Income Trade Anomaly Model", + "model_id": 2459, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by the Trade Supervision Team to identify the anomalous trades among the trades that are classified as green by the Supervision Review Tool (SRT) rule sets under non-discretionary accounts as per regulatory guidelines. Trades that score higher for potential anomalous behavior than a business-determined threshold are reviewed by the team, other trades are automatically closed/not reviewed further. This tool is specifically used for options trade products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Certification Completion Date": "2026-06-16", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2023-08-31", + "Planned Production Date": "2023-08-31", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Open Role", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "Governance Ownership": "Amarjit", + "created_at": "2025-05-16", + "updated_at": "2026-07-02", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-628", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "628", + "entity_alias": "SRT Options Trade Anomaly Model", + "model_name": "Srt Option Trade Anomaly Model", + "model_id": 2457, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by the Trade Supervision Team to identify the anomalous trades among the trades that are classified as green by the Supervision Review Tool (SRT) rule sets under non-discretionary accounts as per regulatory guidelines. Trades that score higher for potential anomalous behavior than a business-determined threshold are reviewed by the team, other trades are automatically closed/not reviewed further. 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Trades that score higher for potential anomalous behavior than a business-determined threshold are reviewed by the team, other trades are automatically closed/not reviewed further. 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This tool specifically pertains to mutual fund trade products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Certification Completion Date": "2026-06-16", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2023-07-30", + "Planned Production Date": "2023-07-30", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Kanik Aggarwal", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "Governance Ownership": "Amarjit", + "created_at": "2025-05-16", + "updated_at": "2026-07-02", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-601", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "601", + "entity_alias": "SRT Mutual Fund Trade Priority Model", + "model_name": "Srt Mutual Fund (Mf) Trade Priority Model", + "model_id": 2433, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. The priority supervision review only expedites the review process for what the tool classifies as higher risk trades; however, all trades are ultimately reviewed by the team. This tool specifically pertains to fixed income trade products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Certification Completion Date": "2026-06-16", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": "Models used to manage technology & work activities", + "Actual Production Date": "2023-07-30", + "Planned Production Date": "2023-07-30", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Kanik Aggarwal", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "Governance Ownership": "Amarjit", + "created_at": "2025-05-16", + "updated_at": "2026-07-02", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-600", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "600", + "entity_alias": "SRT Fixed Income Trade Priority Model", + "model_name": "Srt Fixed Income (Fi) Trade Priority Model", + "model_id": 2431, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. The priority supervision review only expedites the review process for what the tool classifies as higher risk trades; however, all trades are ultimately reviewed by the team. This tool specifically pertains to exchange traded funds products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Certification Completion Date": "2026-06-16", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": "Models used to manage technology & work activities", + "Actual Production Date": "2023-07-30", + "Planned Production Date": "2023-07-30", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Kanik Aggarwal", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "Governance Ownership": "Amarjit", + "created_at": "2025-05-16", + "updated_at": "2026-07-02", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-599", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "599", + "entity_alias": "SRT ETF Trade Priority Model", + "model_name": "Srt Etf Trade Priority Model", + "model_id": 2429, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. The priority supervision review only expedites the review process for what the tool classifies as higher risk trades; however, all trades are ultimately reviewed by the team. This tool specifically pertains to equity trade products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Certification Completion Date": "2026-06-16", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": "Models used to manage technology & work activities", + "Actual Production Date": "2023-07-30", + "Planned Production Date": "2023-07-30", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Kanik Aggarwal", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "Governance Ownership": "Amarjit", + "created_at": "2025-05-16", + "updated_at": "2026-07-02", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-598", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "598", + "entity_alias": "SRT Equity Trade Priority Model", + "model_name": "Srt Equity Trade Priority Model", + "model_id": 2348, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. Trade Supervision Team: using Non-Green (SRT Score> 0) UIT Trades under Non-Discretionary accounts per current Regulatory guidelines, only a relatively small percentage of UIT Trades resulted in \u201cAction\u201d from the supervision review. A supervised Machine Learning (ML) Model was developed to predict a UIT Trade\u2019s likelihood to be \u201cActioned\u201d from Supervision Review.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Certification Completion Date": "2026-06-16", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": "Models used to manage technology & work activities", + "Actual Production Date": "2023-05-30", + "Planned Production Date": "2023-05-30", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Kaushik Mahato", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "Governance Ownership": "Amarjit", + "created_at": "2025-05-16", + "updated_at": "2026-07-02", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-597", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "597", + "entity_alias": "SRT UIT Trade Action Propensity Model", + "model_name": "Srt Uit Trade Action Propensity", + "model_id": 2346, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. Trade Supervision Team: using Non-Green (SRT Score> 0) OP Trades under Non-Discretionary accounts per current Regulatory guidelines, only a relatively small percentage of OP Trades resulted in an \"Action\" from the supervision review. A supervised Machine Learning (ML) Model was developed to predict an OP Trade\u2019s likelihood to be \u201cActioned\u201d from Supervision Review.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Certification Completion Date": "2026-06-16", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": "Models used to manage technology & work activities", + "Actual Production Date": "2022-03-16", + "Planned Production Date": "2022-03-16", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Kaushik Mahato", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "Governance Ownership": "Amarjit", + "created_at": "2025-05-16", + "updated_at": "2026-07-02", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-532", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "532", + "entity_alias": "SRT Options Trade Action Propensity Model", + "model_name": "Srt Option Trade Action Propensity", + "model_id": 2335, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. Trade Supervision Team: using Non-Green (SRT Score> 0) EQ Trades under Non-Discretionary accounts per current Regulatory guidelines, only a relatively small percentage of EQ Trades resulted in an \"Action\" from the supervision review. 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Trade Supervision Team: using Non-Green (SRT Score> 0) ETF Trades under Non-Discretionary accounts per current Regulatory guidelines, only a relatively small percentage of ETF Trades resulted in an \"Action\" from the supervision review. A supervised Machine Learning (ML) Model was developed to predict an ETF Trade\u2019s likelihood to be \u201cActioned\u201d from Supervision Review.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Certification Completion Date": "2026-06-16", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": "Models used to manage technology & work activities", + "Actual Production Date": "2021-05-12", + "Planned Production Date": "2021-05-12", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Kaushik Mahato", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "Governance Ownership": "Amarjit", + "created_at": "2025-05-16", + "updated_at": "2026-07-02", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-361", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "361", + "entity_alias": "SRT ETF Trade Action Propensity Model", + "model_name": "Srt Etf Trade Action Propensity", + "model_id": 2307, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. Trade Supervision Team: using Non-Green (SRT Score> 0) MF Trades under Non-Discretionary accounts per current Regulatory guidelines, only a relatively small percentage of MF Trades resulted in an \"Action\" from the supervision review. A supervised Machine Learning (ML) Model was developed to predict an MF Trade\u2019s likelihood to be \u201cActioned\u201d from Supervision Review.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Certification Completion Date": "2026-06-16", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": "Models used to manage technology & work activities", + "Actual Production Date": "2021-05-12", + "Planned Production Date": "2021-05-12", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Kaushik Mahato", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "Governance Ownership": "Amarjit", + "created_at": "2025-05-16", + "updated_at": "2026-07-02", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-360", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "360", + "entity_alias": "SRT Mutual Fund Trade Action Propensity Model", + "model_name": "Srt Mf-529 Trade Action Propensity", + "model_id": 2305, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Supervision/Structured Product (SP) CSU Team:\u00a0 is required to review 100% of all SP Trades per current Regulatory guidelines, however, only about 5% of SP Trades resulted in an \"Action\" from the supervision review. \u00a0A supervised Machine Learning (ML) Model was developed to predict a SP Trade\u2019s likelihood to be \u201cActioned\u201d from Supervision Review.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Remme, Jennifer L", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2021-05-12", + "Planned Production Date": "2021-05-12", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Kaushik Mahato", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "Governance Ownership": "Amarjit", + "created_at": "2025-05-16", + "updated_at": "2026-07-02", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-359", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "359", + "entity_alias": "SRT Structured Product Trade Action Propensity", + "model_name": "Srt Structured Product Trade Action Propensity", + "model_id": 2303, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + } + ], + "List of AI Non Model for Attestation": [] + } + } +} \ No newline at end of file