diff --git a/solytics_mrm_vault_ameriprise_production_db/freezed_entity_3519_ModelInventory.json b/solytics_mrm_vault_ameriprise_production_db/freezed_entity_3519_ModelInventory.json new file mode 100644 index 0000000..bc65dea --- /dev/null +++ b/solytics_mrm_vault_ameriprise_production_db/freezed_entity_3519_ModelInventory.json @@ -0,0 +1,2355 @@ +{ + "entity_team": { + "team_name": "team_ModelInventory_3519", + "team_id": 6821, + "team_member": [ + { + "user": "Dupont, Anthony", + "user_email": "anthony.dupont@ampf.com", + "designation": "Mr/Mrs", + "is_grp": false, + "group": null, + "group_member": null, + "group_id": null, + "role": "Governance Officer" + }, + { + "user": "Wolfrath, Steve R", + "user_email": "steve.r.wolfrath@ampf.com", + "designation": "Mrs", + "is_grp": false, + "group": null, + "group_member": null, + "group_id": null, + "role": "Model Sponsor MSP" + } + ] + }, + "show_in_summary_for_entity": {}, + "entity_attributes": { + "data": { + "Governance Review": { + "Gov Attestation Review": "", + "Attestation Review by Gov": "Governance has completed the attestation review", + "Attestation Review Date by Gov": "2025-12-12" + }, + "Attestation Information": { + "Review Date": "2025-12-15", + "Model Sponsor List": "Wolfrath, Steve R", + "Model List Commentary": "", + "Attestation Start Date": "2025-11-15", + "Model Sponsor Business Area": "RiverSource - Product Development & Underwriting", + "List of Model for Attestation": { + "type": "savedSearch", + "entityType": "ModelInventory", + "filterName": "Models with Wolfrath, Steve R as Model Sponsor MSP", + "userOfFilter": "Wolfrath, Steve R", + "checkedEntity": [ + 2492, + 2443, + 2399, + 2397, + 2395, + 2327, + 2283, + 2281, + 2279 + ], + "uncheckedEntity": [] + } + }, + "Model Sponsor Attestation Details": { + "Attestation": "I attest that my model inventory is complete", + "Justification": "(Optional)", + "Do you have a new Model": "No", + "Attestation Completion Date": "2025-12-12" + } + }, + "permissions": {} + }, + "previous_state_of_entity": { + "previous_state": "Attestation Complete", + "previous_assigned_user": "Dupont, Anthony" + }, + "entity_data": [ + { + "accesslevel": "Manage", + "assignedUser": "Dupont, Anthony", + "model_name": "Attestation Nov 2025 Steve Wolfrath", + "model_id": 3519, + "created_at": "2025-11-14", + "updated_at": "2025-12-12", + "created_by": "Sheridan.Vang", + "updated_by": "Sheridan.Vang", + "description": "", + "status": "Complete", + "unique_id": "MAR-3519", + "associated_project": null, + "associated_system": null, + "entity_code": "3519", + "entity_alias": "Attestation Nov 2025 Steve Wolfrath", + "is_archived": false, + "app_name": null, + "currentVersion": 1, + "type": "Model Attestation", + "workflowId": 78, + "workflowName": "Model Attestation Process", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "modelManagement": {}, + "Platform": null, + "Date of Next Full Validation": null, + "Region": null, + "Current Use Approval Status": null, + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": null, + "Model Purpose": null, + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": null, + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": null, + "Compliance Requirements": null, + "User Category": null, + "Model Owner": null, + "Model Attestation for inventory": null, + "ELT": null, + "Model Sponsor support": null, + "Model Certification Status": null, + "Validation Director": null, + "Validation VP": null, + "FSV Anniversary date": null, + "Active Policy Exception": null, + "Business Unit": null, + "Certification Completion Date": null, + "Model Use Flag": null, + "Model Attestation Status": null, + "Related to insurance business": null, + "Model Category": null, + "Lifecycle Status": null, + "Model Usages": null, + "Actual Production Date": null, + "Planned Production Date": null, + "Attestation Completion Date": null, + "Vendor Model": null, + "Model Sponsor": null, + "Current Risk Tier": null, + "AIML Model": null, + "Date of Last Annual Review": null, + "Name of Validator Review": null, + "Date of Independent Validation": null, + "Validation Type": null, + "Validation Owner": null, + "Validation Type N": null, + "Open Policy Exception": null, + "Open Findings": null, + "Vendor Name": null, + "Vendor ID": null, + "Vendor Company": null, + "Governance Ownership": null, + "Date of Last Full Validation": null, + "request_to_model_id": null, + "sub_assigned_users": [], + "Health": "Low", + "current_state_role": "Governance Officer", + "model_owner_role": "Governance Officer" + } + ], + "entity_local_details": { + "entity_name": "Model Attestation", + "entity_type": "ModelInventory", + "description": "Model Attestation Process", + "workflow_name": "Model Attestation Process", + "request_type": "ModelRequest", + "entity_state_mapping": [], + "sections": [ + { + "section_name": "Attestation Information", + "is_derived": false, + "derived_formula": { + "formula": "", + "operator": "", + "value": "" + }, + "attributes": [ + { + "name": "Review Date", + "justification_label": null, + "label": "Attestation Due Date - Please add start date and save for auto calculation", + "data_type": "Date", + "is_null": true, + "defaultValue": "", + "is_unique": false, + "drop_down_options": [], + "input_control_type": "TEXTFIELD", + "yup_schema": [ + {} + ], + "attribute_order": 6, + "is_derived": false, + "derived_formula": "str({{entityLocal.Attestation Information.Attestation Start Date}} + datetime.timedelta(days=14))", + "description": "{\"blocks\":[{\"key\":\"m92v\",\"text\":\"Date attestation is due.\",\"type\":\"unstyled\",\"depth\":0,\"inlineStyleRanges\":[],\"entityRanges\":[],\"data\":{}}],\"entityMap\":{}}", + "flow_display": { + "edges": [], + "nodes": [], + "is_no_code_open": false + }, + "activate_binding": false, + "binding_data": { + "role": "", + "event_name": "", + "related_type": "Parent to", + "entity_relation": "DownStream" + }, + "is_alert": false, + "event_duration_months": 2, + "event_frequency_unit": "months", + "event_frequency_value": 1, + "event_name": "Attestation Is Due For", + "enable_mandatory_rules": false, + "required_rules": [], + "threshold_schema": { + "schema": [] + }, + "set_reminder": true, + "days_before_event": 3, + "is_editable": true, + "advanced_table_schema": {}, + "checklist_type": "normal", + "unique_id": "Local_358", + "derived_attribute_global_dependencies": [], + "derived_attribute_local_dependencies": [], + "association_template": null, + "show_in_summary": null, + "id": 358, + "is_cloned": false, + "cloned_from": null, + "is_mapped": false, + "mapped_info": {} + }, + { + "name": "Attestation Start Date", + "justification_label": null, + "label": "Attestation Start Date", + "data_type": "Date", + "is_null": true, + "defaultValue": "", + "is_unique": false, + "drop_down_options": [], + "input_control_type": "TEXTFIELD", + "yup_schema": [ + {} + ], + "attribute_order": 5, + "is_derived": false, + "derived_formula": "", + "description": "{\"blocks\":[{\"key\":\"fib4p\",\"text\":\"Attestation Start Date\",\"type\":\"unstyled\",\"depth\":0,\"inlineStyleRanges\":[],\"entityRanges\":[],\"data\":{}}],\"entityMap\":{}}", + "flow_display": { + "edges": [], + "nodes": [], + "is_no_code_open": false + }, + "activate_binding": false, + "binding_data": { + "role": "", + "event_name": "", + "related_type": "Parent to", + "entity_relation": "DownStream" + }, + "is_alert": false, + "event_duration_months": 0, + "event_frequency_unit": "days", + "event_frequency_value": 0, + "event_name": "", + "enable_mandatory_rules": false, + "required_rules": [], + "threshold_schema": "[]", + "set_reminder": false, + "days_before_event": 0, + "is_editable": true, + "advanced_table_schema": { + "rows": 10, + "cells": {}, + "columns": 10, + "mergedCells": [], + "rowSettings": {}, + "columnSettings": {} + }, + "checklist_type": "normal", + "unique_id": "Local_1379", + "derived_attribute_global_dependencies": [], + "derived_attribute_local_dependencies": [], + "association_template": null, + "show_in_summary": null, + "id": 1379, + "is_cloned": false, + "cloned_from": null, + "is_mapped": false, + "mapped_info": {} + }, + { + "name": "Model List Commentary", + "justification_label": null, + "label": "Model List Commentary", + "data_type": "Paragraph", + "is_null": true, + "defaultValue": "", + "is_unique": false, + "drop_down_options": [], + "input_control_type": "TEXTFIELD", + "yup_schema": [ + {} + ], + "attribute_order": 4, + "is_derived": false, + "derived_formula": "", + "description": "", + "flow_display": { + "edges": [], + "nodes": [], + "is_no_code_open": false + }, + "activate_binding": false, + "binding_data": { + "role": "", + "event_name": "", + "related_type": "Parent to", + "entity_relation": "DownStream" + }, + "is_alert": false, + "event_duration_months": 0, + "event_frequency_unit": "days", + "event_frequency_value": 0, + "event_name": "", + "enable_mandatory_rules": false, + "required_rules": [], + "threshold_schema": "[ ]", + "set_reminder": false, + "days_before_event": 0, + "is_editable": true, + "advanced_table_schema": { + "rows": 10, + "cells": {}, + "columns": 10, + "mergedCells": [], + "rowSettings": {}, + "columnSettings": {} + }, + "checklist_type": "normal", + "unique_id": "Local_1532", + "derived_attribute_global_dependencies": [], + "derived_attribute_local_dependencies": [], + "association_template": null, + "show_in_summary": null, + "id": 1532, + "is_cloned": false, + "cloned_from": null, + "is_mapped": false, + "mapped_info": {} + }, + { + "name": "List of Model for Attestation", + "justification_label": null, + "label": "List of Models for Attestation", + "data_type": "Checklist", + "is_null": true, + "defaultValue": "", + "is_unique": false, + "drop_down_options": [], + "input_control_type": "TEXTFIELD", + "yup_schema": [ + {} + ], + "attribute_order": 3, + "is_derived": false, + "derived_formula": "", + "description": "{\"blocks\":[{\"key\":\"3gruj\",\"text\":\"Models to Be Reviewed and Attested by Model Sponsors\",\"type\":\"unstyled\",\"depth\":0,\"inlineStyleRanges\":[],\"entityRanges\":[],\"data\":{}}],\"entityMap\":{}}", + "flow_display": { + "edges": [], + "nodes": [], + "is_no_code_open": false + }, + "activate_binding": false, + "binding_data": { + "role": "", + "event_name": "", + "related_type": "Parent to", + "entity_relation": "DownStream" + }, + "is_alert": false, + "event_duration_months": 0, + "event_frequency_unit": "days", + "event_frequency_value": 0, + "event_name": "", + "enable_mandatory_rules": false, + "required_rules": [], + "threshold_schema": { + "schema": [] + }, + "set_reminder": false, + "days_before_event": 0, + "is_editable": true, + "advanced_table_schema": { + "rows": 10, + "cells": {}, + "columns": 10, + "mergedCells": [], + "rowSettings": {}, + "columnSettings": {} + }, + "checklist_type": "save_search", + "unique_id": "Local_1365", + "derived_attribute_global_dependencies": [], + "derived_attribute_local_dependencies": [], + "association_template": null, + "show_in_summary": null, + "id": 1365, + "is_cloned": false, + "cloned_from": null, + "is_mapped": false, + "mapped_info": {} + }, + { + "name": "Model Sponsor Business Area", + "justification_label": null, + "label": "Model Sponsor Business Area", + "data_type": "Character", + "is_null": true, + "defaultValue": "", + "is_unique": false, + "drop_down_options": [], + "input_control_type": "TEXTFIELD_EXTENDED", + "yup_schema": [ + {} + ], + "attribute_order": 2, + "is_derived": false, + "derived_formula": "", + "description": "{\"blocks\":[{\"key\":\"97lm7\",\"text\":\"Business area(s) that the Model Sponsor has oversight of.\",\"type\":\"unstyled\",\"depth\":0,\"inlineStyleRanges\":[],\"entityRanges\":[],\"data\":{}}],\"entityMap\":{}}", + "flow_display": { + "edges": [], + "nodes": [], + "is_no_code_open": false + }, + "activate_binding": false, + "binding_data": { + "role": "", + "event_name": "", + "related_type": "Parent to", + "entity_relation": "DownStream" + }, + "is_alert": false, + "event_duration_months": 0, + "event_frequency_unit": "days", + "event_frequency_value": 0, + "event_name": "", + "enable_mandatory_rules": false, + "required_rules": [], + "threshold_schema": "[ ]", + "set_reminder": false, + "days_before_event": 0, + "is_editable": true, + "advanced_table_schema": { + "rows": 10, + "cells": {}, + "columns": 10, + "mergedCells": [], + "rowSettings": {}, + "columnSettings": {} + }, + "checklist_type": "normal", + "unique_id": "Local_1529", + "derived_attribute_global_dependencies": [], + "derived_attribute_local_dependencies": [], + "association_template": null, + "show_in_summary": null, + "id": 1529, + "is_cloned": false, + "cloned_from": null, + "is_mapped": false, + "mapped_info": {} + }, + { + "name": "Model Sponsor List", + "justification_label": null, + "label": "Model Sponsor Name", + "data_type": "User", + "is_null": true, + "defaultValue": "", + "is_unique": false, + "drop_down_options": [], + "input_control_type": "SINGLE_SELECT", + "yup_schema": [ + {} + ], + "attribute_order": 1, + "is_derived": false, + "derived_formula": "", + "description": "{\"blocks\":[{\"key\":\"39mqb\",\"text\":\"Model Sponsor List\",\"type\":\"unstyled\",\"depth\":0,\"inlineStyleRanges\":[],\"entityRanges\":[],\"data\":{}}],\"entityMap\":{}}", + "flow_display": { + "edges": [], + "nodes": [], + "is_no_code_open": false + }, + "activate_binding": true, + "binding_data": { + "role": "Model Sponsor MSP", + "event_name": "", + "related_type": "Parent to", + "entity_relation": "DownStream" + }, + "is_alert": false, + "event_duration_months": 0, + "event_frequency_unit": "days", + "event_frequency_value": 0, + "event_name": "", + "enable_mandatory_rules": false, + "required_rules": [], + "threshold_schema": { + "schema": [] + }, + "set_reminder": false, + "days_before_event": 0, + "is_editable": true, + "advanced_table_schema": { + "rows": 10, + "cells": {}, + "columns": 10, + "mergedCells": [], + "rowSettings": {}, + "columnSettings": {} + }, + "checklist_type": "normal", + "unique_id": "Local_1376", + "derived_attribute_global_dependencies": [], + "derived_attribute_local_dependencies": [], + "association_template": null, + "show_in_summary": null, + "id": 1376, + "is_cloned": false, + "cloned_from": null, + "is_mapped": false, + "mapped_info": {} + } + ], + "section_id": 72, + "section_order": 1, + "permission": { + "Attestation Launch": "manage", + "Model Sponsor Attestation": "manage", + "Governance review": "manage", + "Decision": "view", + "Attestation Complete": "view", + "No Models in Inventory": "view" + } + }, + { + "section_name": "Model Sponsor Attestation Details", + "is_derived": false, + "derived_formula": { + "formula": "", + "operator": "", + "value": "" + }, + "attributes": [ + { + "name": "Attestation Completion Date", + "justification_label": null, + "label": "Attestation Completion Date", + "data_type": "Date", + "is_null": false, + "defaultValue": "", + "is_unique": false, + "drop_down_options": [], + "input_control_type": "TEXTFIELD", + "yup_schema": [ + { + "type": "required", + "params": [ + "This field is required" + ] + } + ], + "attribute_order": 4, + "is_derived": false, + "derived_formula": "", + "description": "{\"blocks\":[{\"key\":\"atr3p\",\"text\":\"Attestation Completion Date\",\"type\":\"unstyled\",\"depth\":0,\"inlineStyleRanges\":[],\"entityRanges\":[],\"data\":{}}],\"entityMap\":{}}", + "flow_display": { + "edges": [], + "nodes": [], + "is_no_code_open": false + }, + "activate_binding": false, + "binding_data": { + "role": "", + "event_name": "", + "related_type": "Parent to", + "entity_relation": "DownStream" + }, + "is_alert": false, + "event_duration_months": 0, + "event_frequency_unit": "days", + "event_frequency_value": 0, + "event_name": "", + "enable_mandatory_rules": false, + "required_rules": [], + "threshold_schema": { + "schema": [] + }, + "set_reminder": false, + "days_before_event": 0, + "is_editable": true, + "advanced_table_schema": { + "rows": 10, + "cells": {}, + "columns": 10, + "mergedCells": [], + "rowSettings": {}, + "columnSettings": {} + }, + "checklist_type": "normal", + "unique_id": "Local_1367", + "derived_attribute_global_dependencies": [], + "derived_attribute_local_dependencies": [], + "association_template": null, + "show_in_summary": null, + "id": 1367, + "is_cloned": false, + "cloned_from": null, + "is_mapped": false, + "mapped_info": {} + }, + { + "name": "Attestation", + "justification_label": null, + "label": "Attestation", + "data_type": "Character", + "is_null": false, + "defaultValue": "", + "is_unique": false, + "drop_down_options": [ + "I attest that my model inventory is complete", + "I attest that my area currently has zero models/potential models at this time." + ], + "input_control_type": "SINGLE_SELECT", + "yup_schema": [ + { + "type": "required", + "params": [ + "This field is required" + ] + } + ], + "attribute_order": 3, + "is_derived": false, + "derived_formula": "", + "description": "", + "flow_display": { + "edges": [], + "nodes": [], + "is_no_code_open": false + }, + "activate_binding": false, + "binding_data": { + "role": "", + "event_name": "", + "related_type": "Parent to", + "entity_relation": "DownStream" + }, + "is_alert": false, + "event_duration_months": 0, + "event_frequency_unit": "days", + "event_frequency_value": 0, + "event_name": "", + "enable_mandatory_rules": false, + "required_rules": [], + "threshold_schema": { + "schema": [] + }, + "set_reminder": false, + "days_before_event": 0, + "is_editable": true, + "advanced_table_schema": {}, + "checklist_type": "normal", + "unique_id": "Local_403", + "derived_attribute_global_dependencies": [], + "derived_attribute_local_dependencies": [], + "association_template": null, + "show_in_summary": null, + "id": 403, + "is_cloned": false, + "cloned_from": null, + "is_mapped": false, + "mapped_info": {} + }, + { + "name": "Justification", + "justification_label": null, + "label": "Commentary", + "data_type": "Character", + "is_null": true, + "defaultValue": "(Optional)", + "is_unique": false, + "drop_down_options": [], + "input_control_type": "TEXTFIELD_EXTENDED", + "yup_schema": [ + {} + ], + "attribute_order": 2, + "is_derived": false, + "derived_formula": "", + "description": "{\"blocks\":[{\"key\":\"2j8v6\",\"text\":\"Please add evidence or additional comments for your attestation.\",\"type\":\"unstyled\",\"depth\":0,\"inlineStyleRanges\":[],\"entityRanges\":[],\"data\":{}}],\"entityMap\":{}}", + "flow_display": { + "edges": [], + "nodes": [], + "is_no_code_open": false + }, + "activate_binding": false, + "binding_data": { + "role": "", + "event_name": "", + "related_type": "Parent to", + "entity_relation": "DownStream" + }, + "is_alert": false, + "event_duration_months": 0, + "event_frequency_unit": "days", + "event_frequency_value": 0, + "event_name": "", + "enable_mandatory_rules": false, + "required_rules": [], + "threshold_schema": { + "schema": [] + }, + "set_reminder": false, + "days_before_event": 0, + "is_editable": true, + "advanced_table_schema": {}, + "checklist_type": "normal", + "unique_id": "Local_391", + "derived_attribute_global_dependencies": [], + "derived_attribute_local_dependencies": [], + "association_template": null, + "show_in_summary": null, + "id": 391, + "is_cloned": false, + "cloned_from": null, + "is_mapped": false, + "mapped_info": {} + }, + { + "name": "Do you have a new Model", + "justification_label": null, + "label": "Do you have any new Models or potential Model candidates?", + "data_type": "Character", + "is_null": false, + "defaultValue": "", + "is_unique": false, + "drop_down_options": [ + "Yes", + "No" + ], + "input_control_type": "SINGLE_SELECT", + "yup_schema": [ + { + "type": "required", + "params": [ + "This field is required" + ] + } + ], + "attribute_order": 1, + "is_derived": false, + "derived_formula": "", + "description": "{\"blocks\":[{\"key\":\"5qcsv\",\"text\":\"Confirm if new models have been purchased or built.(Respond if applicable)\",\"type\":\"unstyled\",\"depth\":0,\"inlineStyleRanges\":[],\"entityRanges\":[],\"data\":{}}],\"entityMap\":{}}", + "flow_display": { + "edges": [], + "nodes": [], + "is_no_code_open": false + }, + "activate_binding": false, + "binding_data": { + "role": "", + "event_name": "", + "related_type": "Parent to", + "entity_relation": "DownStream" + }, + "is_alert": false, + "event_duration_months": 0, + "event_frequency_unit": "days", + "event_frequency_value": 0, + "event_name": "", + "enable_mandatory_rules": false, + "required_rules": [], + "threshold_schema": { + "schema": [] + }, + "set_reminder": false, + "days_before_event": 0, + "is_editable": true, + "advanced_table_schema": {}, + "checklist_type": "normal", + "unique_id": "Local_644", + "derived_attribute_global_dependencies": [], + "derived_attribute_local_dependencies": [], + "association_template": null, + "show_in_summary": null, + "id": 644, + "is_cloned": false, + "cloned_from": null, + "is_mapped": false, + "mapped_info": {} + } + ], + "section_id": 80, + "section_order": 2, + "permission": { + "Attestation Launch": "view", + "Model Sponsor Attestation": "manage", + "Governance review": "view", + "Decision": "view", + "Attestation Complete": "view", + "No Models in Inventory": "view" + } + }, + { + "section_name": "Governance Review", + "is_derived": false, + "derived_formula": { + "formula": "", + "operator": "", + "value": "" + }, + "attributes": [ + { + "name": "Gov Attestation Review", + "justification_label": null, + "label": "Attestation Comments by Governance", + "data_type": "Character", + "is_null": true, + "defaultValue": "", + "is_unique": false, + "drop_down_options": [], + "input_control_type": "TEXTFIELD_EXTENDED", + "yup_schema": [ + {} + ], + "attribute_order": 3, + "is_derived": false, + "derived_formula": "", + "description": "", + "flow_display": { + "edges": [], + "nodes": [], + "is_no_code_open": false + }, + "activate_binding": false, + "binding_data": { + "role": "", + "event_name": "", + "related_type": "Parent to", + "entity_relation": "DownStream" + }, + "is_alert": false, + "event_duration_months": 0, + "event_frequency_unit": "days", + "event_frequency_value": 0, + "event_name": "", + "enable_mandatory_rules": false, + "required_rules": [], + "threshold_schema": { + "schema": [] + }, + "set_reminder": false, + "days_before_event": 0, + "is_editable": true, + "advanced_table_schema": {}, + "checklist_type": "normal", + "unique_id": "Local_1056", + "derived_attribute_global_dependencies": [], + "derived_attribute_local_dependencies": [], + "association_template": null, + "show_in_summary": null, + "id": 1056, + "is_cloned": false, + "cloned_from": null, + "is_mapped": false, + "mapped_info": {} + }, + { + "name": "Attestation Review Date by Gov", + "justification_label": null, + "label": "Attestation Review Date by Governance", + "data_type": "Date", + "is_null": true, + "defaultValue": "", + "is_unique": false, + "drop_down_options": [], + "input_control_type": "TEXTFIELD", + "yup_schema": [ + {} + ], + "attribute_order": 2, + "is_derived": false, + "derived_formula": "", + "description": "", + "flow_display": { + "edges": [], + "nodes": [], + "is_no_code_open": false + }, + "activate_binding": false, + "binding_data": { + "role": "", + "event_name": "", + "related_type": "Parent to", + "entity_relation": "DownStream" + }, + "is_alert": false, + "event_duration_months": 0, + "event_frequency_unit": "days", + "event_frequency_value": 0, + "event_name": "", + "enable_mandatory_rules": false, + "required_rules": [], + "threshold_schema": "[ ]", + "set_reminder": false, + "days_before_event": 0, + "is_editable": true, + "advanced_table_schema": { + "rows": 10, + "cells": {}, + "columns": 10, + "mergedCells": [], + "rowSettings": {}, + "columnSettings": {} + }, + "checklist_type": "normal", + "unique_id": "Local_1530", + "derived_attribute_global_dependencies": [], + "derived_attribute_local_dependencies": [], + "association_template": null, + "show_in_summary": null, + "id": 1530, + "is_cloned": false, + "cloned_from": null, + "is_mapped": false, + "mapped_info": {} + }, + { + "name": "Attestation Review by Gov", + "justification_label": null, + "label": "Attestation Review by Governance", + "data_type": "Character", + "is_null": true, + "defaultValue": "", + "is_unique": false, + "drop_down_options": [ + "Yes", + "Governance has completed the attestation review", + "Pending", + "On Hold" + ], + "input_control_type": "SINGLE_SELECT", + "yup_schema": [ + {} + ], + "attribute_order": 1, + "is_derived": false, + "derived_formula": "", + "description": "", + "flow_display": { + "edges": [], + "nodes": [], + "is_no_code_open": false + }, + "activate_binding": false, + "binding_data": { + "role": "", + "event_name": "", + "related_type": "Parent to", + "entity_relation": "DownStream" + }, + "is_alert": false, + "event_duration_months": 0, + "event_frequency_unit": "days", + "event_frequency_value": 0, + "event_name": "", + "enable_mandatory_rules": false, + "required_rules": [], + "threshold_schema": { + "schema": [] + }, + "set_reminder": false, + "days_before_event": 0, + "is_editable": true, + "advanced_table_schema": { + "rows": 10, + "cells": {}, + "columns": 10, + "mergedCells": [], + "rowSettings": {}, + "columnSettings": {} + }, + "checklist_type": "normal", + "unique_id": "Local_1507", + "derived_attribute_global_dependencies": [], + "derived_attribute_local_dependencies": [], + "association_template": null, + "show_in_summary": null, + "id": 1507, + "is_cloned": false, + "cloned_from": null, + "is_mapped": false, + "mapped_info": {} + } + ], + "section_id": 225, + "section_order": 3, + "permission": { + "Attestation Launch": "manage", + "Model Sponsor Attestation": "none", + "Governance review": "manage", + "Decision": "manage", + "Attestation Complete": "manage", + "No Models in Inventory": "manage" + } + } + ], + "summary_sections": [], + "show_global_attributes_on_creation": false, + "global_attributes_on_creation": [] + }, + "workflow_data": { + "label": "Model Attestation Process", + "description": "Model Certification", + "id": 78, + "flow_display": { + "node": [ + { + "id": "Attestation Launch", + "data": { + "isEnd": false, + "label": "Attestation Launch", + "isStart": true, + "description": "Certification triggered", + "StartNodeRole": "Governance Officer" + }, + "type": "workflowNode", + "label": "Attestation Launch", + "width": 165, + "height": 43, + "nodeId": 294, + "dragging": false, + "position": { + "x": -278.7085994045336, + "y": 355.4252784373619 + }, + "selected": false, + "checkList": [], + "state_type": "Normal", + "description": "Certification triggered", + "isConditional": false, + "sourcePosition": "right", + "targetPosition": "left", + "nodeDisplayName": "Draft", + "positionAbsolute": { + "x": -278.7085994045336, + "y": 355.4252784373619 + }, + "extra_state_properties": { + "cumpulsory_checklist": [] + } + }, + { + "id": "Model Sponsor Attestation", + "data": { + "isEnd": false, + "label": "Model Sponsor Attestation", + "isStart": false, + "description": "Inventory review" + }, + "type": "workflowNode", + "label": "Model Sponsor Attestation", + "width": 200, + "height": 43, + "nodeId": 294, + "dragging": false, + "position": { + "x": 156.24629036090806, + "y": 159.67564458388506 + }, + "selected": false, + "checkList": [ + "Validate coverage: Model Inventory Completion" + ], + "state_type": "Normal", + "description": "Inventory review", + "isConditional": false, + "sourcePosition": "right", + "targetPosition": "left", + "nodeDisplayName": "Draft", + "positionAbsolute": { + "x": 156.24629036090806, + "y": 159.67564458388506 + }, + "extra_state_properties": { + "cumpulsory_checklist": [] + } + }, + { + "id": "Governance review", + "data": { + "isEnd": false, + "label": "Governance review", + "isStart": false, + "description": "Governance review" + }, + "type": "workflowNode", + "label": "Governance review", + "width": 166, + "height": 43, + "nodeId": 294, + "dragging": false, + "position": { + "x": 348.66665773140977, + "y": 544.6315472813003 + }, + "selected": false, + "checkList": [ + "Review model sponsor comments", + "Kickoff any new models (as applicable)", + "Initiate any retirement forms (as applicable)" + ], + "state_type": "Normal", + "description": "Governance review", + "isConditional": false, + "sourcePosition": "right", + "targetPosition": "left", + "nodeDisplayName": "Draft", + "positionAbsolute": { + "x": 348.66665773140977, + "y": 544.6315472813003 + } + }, + { + "id": "Attestation Complete", + "data": { + "isEnd": false, + "label": "Attestation Complete", + "isStart": false, + "description": "Sign off given" + }, + "type": "workflowNode", + "label": "Attestation Complete", + "width": 178, + "height": 43, + "nodeId": 294, + "dragging": false, + "position": { + "x": 685.7321408477601, + "y": 342.1840631055964 + }, + "selected": false, + "checkList": [ + "Submit final certification report" + ], + "state_type": "Normal", + "description": "Sign off given", + "isConditional": false, + "sourcePosition": "right", + "targetPosition": "left", + "nodeDisplayName": "Draft", + "positionAbsolute": { + "x": 685.7321408477601, + "y": 342.1840631055964 + }, + "extra_state_properties": { + "cumpulsory_checklist": [] + } + }, + { + "id": "Decision", + "data": { + "isEnd": false, + "label": "Decision", + "isStart": false, + "expression": "\"I attest that my model inventory is complete\" if {{entityLocal.Model Sponsor Attestation Details.Attestation}} == \"I attest that my model inventory is complete\" else \"I attest that my area currently has zero models/potential models at this time.\"", + "description": "Decision" + }, + "type": "conditionalNode", + "label": "Decision", + "width": 72, + "height": 72, + "nodeId": 294, + "dragging": false, + "position": { + "x": 562.0183874657215, + "y": 254.04987147672085 + }, + "selected": false, + "checkList": [], + "expression": "\"I attest that my model inventory is complete\" if {{entityLocal.Model Sponsor Attestation Details.Attestation}} == \"I attest that my model inventory is complete\" else \"I attest that my area currently has zero models/potential models at this time.\"", + "state_type": "Conditional", + "description": "Decision", + "isConditional": true, + "sourcePosition": "right", + "targetPosition": "left", + "nodeDisplayName": "Draft", + "positionAbsolute": { + "x": 562.0183874657215, + "y": 254.04987147672085 + }, + "extra_state_properties": { + "cumpulsory_checklist": [] + } + }, + { + "id": "No Models in Inventory", + "data": { + "isEnd": false, + "label": "No Models in Inventory", + "isStart": false, + "description": "No Attestation Required" + }, + "type": "workflowNode", + "label": "No Models in Inventory", + "width": 190, + "height": 43, + "nodeId": 294, + "dragging": false, + "position": { + "x": 670.0322497431423, + "y": 183.21532743425033 + }, + "selected": false, + "checkList": [], + "state_type": "Normal", + "description": "No Attestation Required", + "isConditional": false, + "sourcePosition": "right", + "targetPosition": "left", + "nodeDisplayName": "Draft", + "positionAbsolute": { + "x": 670.0322497431423, + "y": 183.21532743425033 + }, + "extra_state_properties": { + "cumpulsory_checklist": [] + } + }, + { + "id": "Complete", + "data": { + "isEnd": true, + "label": "Complete", + "isStart": false, + "description": "Complete" + }, + "type": "workflowNode", + "label": "Complete", + "width": 110, + "height": 43, + "nodeId": 294, + "dragging": false, + "position": { + "x": 1042.415784996219, + "y": 251.33567697499524 + }, + "selected": false, + "checkList": [], + "state_type": "Normal", + "description": "Complete", + "isConditional": false, + "sourcePosition": "right", + "targetPosition": "left", + "nodeDisplayName": "Draft", + "positionAbsolute": { + "x": 1042.415784996219, + "y": 251.33567697499524 + }, + "extra_state_properties": { + "cumpulsory_checklist": [] + } + } + ], + "endNode": [ + "Complete" + ], + "startNode": "Attestation Launch", + "connection": [ + { + "id": "reactflow__edge-Certification triggeredb-Inventory reviewb", + "data": { + "text": "Start attestation" + }, + "type": "step", + "color": "black", + "style": { + "stroke": "black" + }, + "source": "Attestation Launch", + "target": "Model Sponsor Attestation", + "rules_id": [], + "selected": false, + "markerEnd": { + "type": "arrowclosed", + "color": "black" + }, + "onApprove": true, + "sourceHandle": "b", + "targetHandle": "b", + "toassignRole": "Model Sponsor MSP", + "isConditional": false, + "transition_name": "Start attestation", + "email_template_id": 328, + "template_variables": {}, + "freeze_after_transition": false, + "no_of_approval_required": 0 + }, + { + "id": "reactflow__edge-Model Owner Certification b-Governance reviewb", + "data": { + "text": "Submit to Governance review" + }, + "type": "step", + "color": "black", + "style": { + "stroke": "black" + }, + "source": "Model Sponsor Attestation", + "target": "Governance review", + "rules_id": [], + "selected": false, + "markerEnd": { + "type": "arrowclosed", + "color": "black" + }, + "onApprove": true, + "sourceHandle": "b", + "targetHandle": "b", + "toassignRole": "Governance Officer", + "isConditional": false, + "transition_name": "Submit to Governance review", + "email_template_id": 329, + "template_variables": {}, + "freeze_after_transition": false, + "no_of_approval_required": 0 + }, + { + "id": "reactflow__edge-Governance reviewb-Decision", + "data": { + "text": "Decision" + }, + "type": "step", + "color": "black", + "style": { + "stroke": "black" + }, + "source": "Governance review", + "target": "Decision", + "rules_id": [], + "selected": false, + "markerEnd": { + "type": "arrowclosed", + "color": "black" + }, + "onApprove": false, + "sourceHandle": "b", + "targetHandle": null, + "toassignRole": "", + "isConditional": false, + "transition_name": "Decision", + "email_template_id": null, + "template_variables": {}, + "no_of_approval_required": 0 + }, + { + "id": "reactflow__edge-Decision-Completed b", + "data": { + "text": "Attestation Complete", + "value": "I attest that my model inventory is complete" + }, + "type": "conditionalTransition", + "color": "Red", + "style": { + "stroke": "Red" + }, + "value": "I attest that my model inventory is complete", + "source": "Decision", + "target": "Attestation Complete", + "rules_id": [], + "selected": false, + "markerEnd": { + "type": "arrowclosed", + "color": "black" + }, + "onApprove": false, + "sourceHandle": null, + "targetHandle": "b", + "toassignRole": "Governance Officer", + "isConditional": true, + "transition_name": "Attestation Complete", + "email_template_id": null, + "template_variables": {}, + "freeze_after_transition": false, + "no_of_approval_required": 0 + }, + { + "id": "reactflow__edge-Decision-No Attestation Requiredb", + "data": { + "text": "No Models in Inventory", + "value": "I attest that my area currently has zero models/potential models at this time." + }, + "type": "conditionalTransition", + "color": "Orange", + "style": { + "stroke": "Orange" + }, + "value": "I attest that my area currently has zero models/potential models at this time.", + "source": "Decision", + "target": "No Models in Inventory", + "rules_id": [], + "selected": false, + "markerEnd": { + "type": "arrowclosed", + "color": "black" + }, + "onApprove": false, + "sourceHandle": null, + "targetHandle": "b", + "toassignRole": "Governance Officer", + "isConditional": true, + "transition_name": "No Models in Inventory", + "email_template_id": null, + "template_variables": {}, + "freeze_after_transition": false, + "no_of_approval_required": 0 + }, + { + "id": "reactflow__edge-No Models in Inventoryb-Completeb", + "data": { + "text": "Freeze Attestation Process" + }, + "type": "step", + "color": "black", + "style": { + "stroke": "black" + }, + "source": "No Models in Inventory", + "target": "Complete", + "rules_id": [], + "selected": true, + "markerEnd": { + "type": "arrowclosed", + "color": "black" + }, + "onApprove": true, + "sourceHandle": "b", + "targetHandle": "b", + "toassignRole": "Governance Officer", + "isConditional": false, + "transition_name": "Freeze Attestation Process", + "email_template_id": 330, + "template_variables": {}, + "freeze_after_transition": true, + "no_of_approval_required": 0 + }, + { + "id": "reactflow__edge-Attestation Completeb-Completeb", + "data": { + "text": "Freeze Attestation Process" + }, + "type": "step", + "color": "black", + "style": { + "stroke": "black" + }, + "source": "Attestation Complete", + "target": "Complete", + "rules_id": [], + "selected": false, + "markerEnd": { + "type": "arrowclosed", + "color": "black" + }, + "onApprove": true, + "sourceHandle": "b", + "targetHandle": "b", + "toassignRole": "Governance Officer", + "isConditional": false, + "transition_name": "Freeze Attestation Process", + "email_template_id": 330, + "template_variables": {}, + "freeze_after_transition": true, + "no_of_approval_required": 0 + }, + { + "id": "reactflow__edge-Governance reviewb-Model Sponsor Attestationb", + "data": { + "text": "Need more information" + }, + "type": "step", + "color": "black", + "style": { + "stroke": "black" + }, + "source": "Governance review", + "target": "Model Sponsor Attestation", + "rules_id": [], + "selected": false, + "markerEnd": { + "type": "arrowclosed", + "color": "black" + }, + "onApprove": false, + "sourceHandle": "b", + "targetHandle": "b", + "toassignRole": "Model Sponsor MSP", + "isConditional": false, + "transition_name": "Need more information", + "email_template_id": null, + "template_variables": {}, + "freeze_after_transition": false, + "no_of_approval_required": 0 + } + ], + "workflow_id": 78, + "workflow_label": "Model Attestation Process" + }, + "is_editable": true, + "allowed_users": [ + "Gufuh.Barefe", + "Lyndee.R.Salo", + "mrm_admin", + "Recik.Pylyho" + ], + "allowed_groups": [ + "MRM Admin Group", + "AP-AZ-MRMVAULT-LEADTEAM" + ], + "created_by": "Recik.Pylyho" + }, + "checklist_filter_data": { + "Attestation Information": { + "List of Model for Attestation": [ + { + "Platform": "Prophet", + "Date of Next Full Validation": "2029-02-04", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Used to determine anticipated VA profitability for new business currently being issued, the capital markets cost of the guaranteed death benefits (DBs) provided on new business, and the cost of guaranteed withdrawal benefits (WB) on add-ons for the previously sold SecureSource Tempo WB rider. Also used for ad-hoc pricing projects and to price new product designs.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Fish, Alexander S", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Zeimet, Trevor L", + "Model Attestation for inventory": "True", + "ELT": "Gumer Alvero", + "Model Sponsor support": "Wolfrath, Steve R", + "Model Certification Status": "Complete", + "Validation Director": "Muzammil Waheed", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-02-04", + "Active Policy Exception": "No", + "Business Unit": "RPS", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2024-12-31", + "Planned Production Date": "2024-12-31", + "Attestation Completion Date": "2025-07-30", + "Vendor Model": "No", + "Model Sponsor": "Wolfrath, Steve R", + "Current Risk Tier": "T2", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Mudit Madhura", + "Date of Independent Validation": "2025-02-04", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Mudit Madhura", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-02-04", + "created_at": "2025-05-16", + "updated_at": "2025-11-26", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-722", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "722", + "entity_alias": "VA Pricing Model", + "model_name": "Va Pricing Model", + "model_id": 2492, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "AWS SageMaker", + "Date of Next Full Validation": null, + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "In, Sung", + "Gen AI": "No", + "Model Purpose": "Used by the RiverSource (RVS) business line to accelerate the approval of low-risk life insurance applicants (in the age group of 18-60 years with face amount < $2M), without the need for manual intervention. As a result of the tool, low-risk rate classes are auto-approved within 24 hours, whereas high-risk rate classes are manually underwritten. ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": "EDAI", + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "In, Sung", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Sanford, Matthew T", + "Model Attestation for inventory": "True", + "ELT": "Gumer Alvero", + "Model Sponsor support": "Wolfrath, Steve R", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-03-31", + "Active Policy Exception": "No", + "Business Unit": "RPS", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Model Development", + "Model Usages": null, + "Actual Production Date": "2023-10-27", + "Planned Production Date": "2023-10-27", + "Attestation Completion Date": "2025-07-30", + "Vendor Model": "No", + "Model Sponsor": "Wolfrath, Steve R", + "Current Risk Tier": "T1", + "AIML Model": "Yes", + "Date of Last Annual Review": "2025-05-29", + "Name of Validator Review": "Jack chen", + "Date of Independent Validation": "2024-03-31", + "Validation Type": "Revalidation (Full Scope Validation)", + "Validation Owner": "Jack Chen", + "Validation Type N": "Revalidation (Full Scope Validation)", + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-03-31", + "created_at": "2025-05-16", + "updated_at": "2025-11-26", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-609", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "609", + "entity_alias": "Life Insurance Rate Class Model", + "model_name": "Underwriting Rate Classification", + "model_id": 2443, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "RiskAgility (currently converting to Prophet) and MS Excel", + "Date of Next Full Validation": "2028-11-30", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The model is an inforce profitability model owned by the RiverSource LTC Inforce Management team. The primary purpose of the model is to produce loss ratios and exhibits in order to provide actuarial justification for requested rate increases on a state-by-state basis. It is also used to provide annual experience updates and support miscellaneous regulatory requirements.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Greeno, Jeffrey N", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Aadland, Joe A", + "Model Attestation for inventory": "True", + "ELT": "Gumer Alvero", + "Model Sponsor support": "Wolfrath, Steve R", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-11-30", + "Active Policy Exception": "No", + "Business Unit": "RPS", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Attestation Completion Date": "2025-07-30", + "Vendor Model": "No", + "Model Sponsor": "Wolfrath, Steve R", + "Current Risk Tier": "T2", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Ronit Arora", + "Date of Independent Validation": "2024-11-30", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Ronit Arora", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-11-30", + "created_at": "2025-05-16", + "updated_at": "2025-11-26", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-116", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "116", + "entity_alias": "LTC Model", + "model_name": "Ltc Model", + "model_id": 2399, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "AWS/Prophet", + "Date of Next Full Validation": "2028-08-30", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Used to report current Structured Variable Annuity (SVA) profitability for new business. It uses economic data to project the current profitability. The currently profitability is mainly driven by the spread between Asset Earned Rate (AER) and option costs. The model is also used to do ad-hoc pricing projects and to price new product designs.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Fish, Alexander S", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Zeimet, Trevor L", + "Model Attestation for inventory": "True", + "ELT": "Gumer Alvero", + "Model Sponsor support": "Wolfrath, Steve R", + "Model Certification Status": "Complete", + "Validation Director": "Muzammil Waheed", + "Validation VP": "Liu Jianhui", + "FSV Anniversary date": "2024-08-30", + "Active Policy Exception": "No", + "Business Unit": "RPS", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Attestation Completion Date": "2025-07-30", + "Vendor Model": "No", + "Model Sponsor": "Wolfrath, Steve R", + "Current Risk Tier": "T2", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Mudit Madhura", + "Date of Independent Validation": "2024-08-30", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Mudit Madhura", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-08-30", + "created_at": "2025-05-16", + "updated_at": "2025-11-26", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Salo, Lyndee", + "type": "Tiering Process", + "unique_id": "MOD-115", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "115", + "entity_alias": "SVA Pricing Model", + "model_name": "Ssa Pricing Model", + "model_id": 2397, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "AWS / RiskAgility", + "Date of Next Full Validation": "2029-03-28", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The model is a pricing model owned by the RiverSource Insurance and Annuities Actuarial Product Development (I&A APD) team. Used for estimating profitability of anticipated SPIA (Secure Provider Immediate Annuity) sales, setting client rates, and evaluating potential future product designs and payout options.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Moore, Tanner", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Zeimet, Trevor L", + "Model Attestation for inventory": "True", + "ELT": "Gumer Alvero", + "Model Sponsor support": "Wolfrath, Steve R", + "Model Certification Status": "Complete", + "Validation Director": "Muzammil Waheed", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-03-28", + "Active Policy Exception": "No", + "Business Unit": "RPS", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Attestation Completion Date": "2025-07-30", + "Vendor Model": "No", + "Model Sponsor": "Wolfrath, Steve R", + "Current Risk Tier": "T2", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Dan Keenan", + "Date of Independent Validation": "2025-03-28", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Dan Keenan", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-03-28", + "created_at": "2025-05-16", + "updated_at": "2025-11-26", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-114", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "114", + "entity_alias": "Payout Pricing Model", + "model_name": "Payout Pricing Model", + "model_id": 2395, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "AWS", + "Date of Next Full Validation": "2028-11-30", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Used to determine pricing of both Single and Joint Life Variable Universal Life Insurance Products (currently VUL6 and SVUL), and to monitor ongoing profitability of new sales.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Breitbach, Christopher", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Thompson, Sarah J", + "Model Attestation for inventory": "True", + "ELT": "Gumer Alvero", + "Model Sponsor support": "Wolfrath, Steve R", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-11-30", + "Active Policy Exception": "No", + "Business Unit": "RPS", + "Certification Completion Date": "2025-11-19", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2021-09-02", + "Planned Production Date": "2021-09-02", + "Attestation Completion Date": "2025-07-30", + "Vendor Model": "No", + "Model Sponsor": "Wolfrath, Steve R", + "Current Risk Tier": "T2", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Anmol Jain", + "Date of Independent Validation": "2024-11-30", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Anmol Jain", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-11-30", + "created_at": "2025-05-16", + "updated_at": "2025-11-26", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-498", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "498", + "entity_alias": "VUL Pricing Model", + "model_name": "Vul Pricing Model", + "model_id": 2327, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "AWS", + "Date of Next Full Validation": "2029-01-31", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The Indexed Universal Life (IUL) pricing model, used by the pricing team in Insurance Product Development (IPD), uses experience assumptions and model inputs to generate Statutory and GAAP income statements and balance sheets, as well as profitability metrics (e.g., IRR, NPV), to analyze product profitability for single (IUL2, MIUL) and joint life (SMIUL) indexed universal life products. \n\nThe model is a key part of the pricing process and is used in various ad hoc analysis to support management decision making. ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Breitbach, Christopher", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Thompson, Sarah J", + "Model Attestation for inventory": "True", + "ELT": "Gumer Alvero", + "Model Sponsor support": "Wolfrath, Steve R", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-01-31", + "Active Policy Exception": "No", + "Business Unit": "RPS", + "Certification Completion Date": "2025-11-19", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2023-01-01", + "Planned Production Date": "2023-01-01", + "Attestation Completion Date": "2025-07-30", + "Vendor Model": "No", + "Model Sponsor": "Wolfrath, Steve R", + "Current Risk Tier": "T2", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Anmol Jain", + "Date of Independent Validation": "2025-02-06", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Anmol Jain", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-02-06", + "created_at": "2025-05-16", + "updated_at": "2025-11-26", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-13", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "13", + "entity_alias": "Index Ul Pricing Model", + "model_name": "Index Ul Pricing Model", + "model_id": 2283, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "AWS/RiskAgility", + "Date of Next Full Validation": "2029-06-05", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The model is a pricing model owned by the RiverSource I&A Insurance Product Development (IPD) team. Uses include providing current views of Disability Insurance (DI) profitability, determining new product pricing, and supporting ad-hoc analysis. The model is not used for non-pricing work, such as valuation for statutory or GAAP reporting. ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Young, Evan", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Thompson, Sarah J", + "Model Attestation for inventory": "True", + "ELT": "Gumer Alvero", + "Model Sponsor support": "Wolfrath, Steve R", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-06-05", + "Active Policy Exception": "No", + "Business Unit": "RPS", + "Certification Completion Date": "2025-11-19", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Attestation Completion Date": "2025-07-30", + "Vendor Model": "No", + "Model Sponsor": "Wolfrath, Steve R", + "Current Risk Tier": "T2", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Ronit Arora", + "Date of Independent Validation": "2025-06-05", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Ronit Arora", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-06-05", + "created_at": "2025-05-16", + "updated_at": "2025-11-26", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-126", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "126", + "entity_alias": "DI Model", + "model_name": "Disability Income Pricing Model", + "model_id": 2281, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + }, + { + "Platform": "AWS", + "Date of Next Full Validation": "2029-06-18", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The model is a pricing model owned by the RiverSource I&A Insurance Product Development (IPD) team. Uses include providing current views of Term profitability, determining new product pricing, and supporting ad-hoc analysis. The model is not used for non-pricing work, such as valuation for statutory or GAAP reporting. ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Breitbach, Christopher", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Thompson, Sarah J", + "Model Attestation for inventory": "True", + "ELT": "Gumer Alvero", + "Model Sponsor support": "Wolfrath, Steve R", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-06-18", + "Active Policy Exception": "No", + "Business Unit": "RPS", + "Certification Completion Date": "2025-11-19", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2023-09-30", + "Planned Production Date": "2023-09-30", + "Attestation Completion Date": "2025-07-30", + "Vendor Model": "No", + "Model Sponsor": "Wolfrath, Steve R", + "Current Risk Tier": "T2", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Ronit Arora", + "Date of Independent Validation": "2025-06-18", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Ronit Arora", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-06-18", + "created_at": "2025-05-16", + "updated_at": "2025-11-26", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-120", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "120", + "entity_alias": "Term Pricing Model", + "model_name": "Term Pricing Model", + "model_id": 2279, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "accesslevel": "Manage" + } + ] + } + } +} \ No newline at end of file