From 60700e0d334796149d032e335d1f484025f55e30 Mon Sep 17 00:00:00 2001 From: default Date: Mon, 13 Jul 2026 06:01:48 +0000 Subject: [PATCH] freezed_entity --- .../freezed_entity_4438_ModelInventory.json | 1939 +++++++++++++++++ 1 file changed, 1939 insertions(+) create mode 100644 solytics_mrm_vault_ameriprise_production_db/freezed_entity_4438_ModelInventory.json diff --git a/solytics_mrm_vault_ameriprise_production_db/freezed_entity_4438_ModelInventory.json b/solytics_mrm_vault_ameriprise_production_db/freezed_entity_4438_ModelInventory.json new file mode 100644 index 0000000..8648e0f --- /dev/null +++ b/solytics_mrm_vault_ameriprise_production_db/freezed_entity_4438_ModelInventory.json @@ -0,0 +1,1939 @@ +{ + "entity_team": { + "team_name": "team_ModelInventory_4438", + "team_id": 8560, + "team_member": [ + { + "user": "Dupont, Anthony", + "user_email": "anthony.dupont@ampf.com", + "designation": "Mr/Mrs", + "is_grp": false, + "group": null, + "group_member": null, + "group_id": 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Weekly and monthly activity can lead to alert work items (\u201calerts\u201d) which are output to a case management tool for review and referral for further investigation where warranted.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": null, + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Heather Melloh", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2025-02-03", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": "Bank Impact", + "Related to insurance business": null, + "Model Owner": "Nelson, Thor", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2021-05-12", + "Planned Production Date": "2021-05-12", + "Vendor Model": "No", + "AIML Model": "No", + "Date of Last Annual Review": "2026-05-08", + "Date of Independent Validation": "2025-02-03", + "Model Sponsor": "Flansburg, Brett A", + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- not a vendor model", + "Date of Last Full Validation": "2025-02-03", + "Validation Owner": "Open Role", + "Validation Type": "Initial Validation (Full Scope Validation)", + "Date of Next Full Validation": "2029-02-03", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Koch, Michael", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A2110534", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T2", + "Business Unit": "GCO/Other Staff Groups", + "Attestation Completion Date": "2025-12-05", + "Governance Ownership": "Amarjit", + "created_at": "2025-05-16", + "updated_at": "2026-07-02", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-475", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "475", + "entity_alias": "Actimize AML: AML SQL BLUs", + "model_name": "Actimize Aml: Aml Sql Blus", + "model_id": 2319, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Actimize on-prem", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John", + "Gen AI": "No", + "Model Purpose": "This is a supervised Machine Learning (ML) Model and was developed to predict an AML Alert\u2019s likelihood to be submitted for further AML review. The data ETL, clean up, preparation, feature curations and transformation were done in Python. The model was developed using an open-source tool called Auto Gluon. The model is deployed in SAM (GCO AML Operations system) with the help from Technology using the Pickle scoring code generated from Auto Gluon and will be scored daily in Production. The model prediction score is used to rank AML alerts and classify them into four Risk Tiers (High, Medium, Low, and Very Low) for alert review triage and prioritization to enhance AML operations efficiency.\n\nThe AML Analyst team reviews hundreds of alerts per month, and most of these alerts are false positives. Our intent in developing the Risk Severity Model was to look at other factors about the clients and accounts involved in an alert and attempt to predict how likely a given alert is to be referred to the Investigations team for further review and potential SAR filing. The first version model was successful in its risk classification of alerts; we were able to reduce cycle time of alerts the team needs to review each month for approximately 20% of the alerts. For the alerts in Very low bucket, the AML team will spend less time in the review process. This is the third version of the model where we have used the similar but smaller set of features to retrain the model on latest data to reduce the drift in the model. The second version was implemented in Feb 2023.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Heather Melloh", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2025-01-31", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": "Bank Impact", + "Related to insurance business": null, + "Model Owner": "Nelson, Thor", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2021-05-05", + "Planned Production Date": "2021-05-05", + "Vendor Model": "No", + "AIML Model": "Yes", + "Date of Last Annual Review": "2026-04-07", + "Date of Independent Validation": "2025-01-31", + "Model Sponsor": "Flansburg, Brett A", + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Date of Last Full Validation": "2025-01-31", + "Validation Owner": "Chander Bhushan", + "Validation Type": "Initial Validation (Full Scope Validation)", + "Date of Next Full Validation": "2029-01-31", + "Validation Director": "Chander Bhushan", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T2", + "Business Unit": "GCO/Other Staff Groups", + "Attestation Completion Date": "2025-12-05", + "Governance Ownership": "Amarjit", + "created_at": "2025-05-16", + "updated_at": "2026-07-02", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-224", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "224", + "entity_alias": "AML Alert Risk Severity Model", + "model_name": "Aml Alert Risk Severity Model", + "model_id": 2289, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "On Prem Servers (Kyndryl)", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The Actimize AML: SAM Security Blankets Model is a pair of business rules that evaluate aggregated client activity for risk scenarios aligned with potential financial crime/unusual activity scenarios. There are two rules within the model, Account Security Blanket and Party Security Blanket. The Account Security Blanket rule checks for out-of-pattern peer group account activity and the Party Security Blanket rule checks for out-of-pattern peer group client activity. Both rules cover all clients and all money-in and money-out transactions that are not reversed.\nThis model is a regulatory-related model, as transaction monitoring for suspicious activity associated with financial crimes is a pillar of an effective Anti-Money Laundering (AML) program. The model is owned by Financial Crimes Compliance and covers activity associated with clients of Ameriprise Financial, Inc. ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": null, + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Heather Melloh", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-11-27", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": "Bank Impact", + "Related to insurance business": null, + "Model Owner": "Nelson, Thor", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2021-05-05", + "Planned Production Date": "2021-05-05", + "Vendor Model": "Yes", + "AIML Model": "No", + "Date of Last Annual Review": "2026-03-31", + "Date of Independent Validation": "2024-11-27", + "Model Sponsor": "Flansburg, Brett A", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "NICE Actimize", + "Vendor ID": "ARC1802199", + "Vendor Company": "ACTIMIZE", + "Date of Last Full Validation": "2024-11-27", + "Validation Owner": "Kaushik Mahato", + "Validation Type": "Initial Validation (Full Scope Validation)", + "Date of Next Full Validation": "2028-11-27", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Arntson, Tammy R", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0060630", + "Active Policy Exception": "No", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T2", + "Business Unit": "GCO/Other Staff Groups", + "Attestation Completion Date": "2025-12-05", + "Governance Ownership": "Amarjit", + "created_at": "2025-05-16", + "updated_at": "2026-07-02", + "created_by": "mrm_admin", + "updated_by": "Sheridan.Vang", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-210", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "210", + "entity_alias": "Actimize AML: SAM Security Blankets", + "model_name": "Actimize Aml: Sam Security Blankets", + "model_id": 2287, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + } + ], + "List of AI Non Model for Certification": [] + } + } +} \ No newline at end of file