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null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The tool calculates Generally Accepted Accounting Principles (GAAP) asset and liability actuarial balances for use in the Ameriprise GAAP financial statements. The balances are used to book financial results each month to the general ledger, as well as support financial statements and submissions (specifically: Value of Embedded Derivative (VED) and Host, FAS113 Reinsurance Asset and SOP 03-1 Reserve).", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Grosse, Jason E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Orth, Heather", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-10-16", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-05", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2025-09-30", + "Planned Production Date": "2025-09-30", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T1", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Jack chen", + "Date of Independent Validation": "2025-10-16", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Jack Chen", + "Validation Type N": "Initial Validation(Full Scope Validation)", + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-10-16", + "created_at": "2025-05-21", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Lyndee.R.Salo", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-733", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "733", + "entity_alias": "UL/VUL GAAP Prophet Model", + "model_name": "Ul/Vul Gaap Prophet Model", + "model_id": 2766, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "U-Hedge", + "Date of Next Full Validation": "2029-06-11", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Calculates the values of the Living benefits and Death benefits of Variable Annuities (VA) and Death benefits of Structured Variable Annuities (SVA) guarantees sold by RiverSource Life Insurance Company and RiverSource Life Insurance Co. of NY (RVSL and/or RVSL-NY). This information is used to project Market Risk Benefit balances for use in the downstream VA Deterministic Risk Model (Model ID #607) for the Risk Appetite and Tolerance Report (RATR).", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Monitor, Scott R", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Pollei, Mike X", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Model Certification Status": "Complete", + "Validation Director": "Muzammil Waheed", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-06-11", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-24", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2023-06-30", + "Planned Production Date": "2023-06-30", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T2", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Mudit Madhura", + "Date of Independent Validation": "2025-06-11", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Mudit Madhura", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-06-11", + "created_at": "2025-05-21", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-649", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "649", + "entity_alias": "MRB Projection Model", + "model_name": "#649 Mrb Projection Model", + "model_id": 2745, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Date of Next Full Validation": "2027-05-30", + "Region": null, + "Current Use Approval Status": "Approved with Conditions", + "Governing Technology Policy": null, + "Model Owner Support": "Twohy, Joshua A", + "Gen AI": "No", + "Model Purpose": "Used to perform the regulator-required Asset Adequacy Testing (AAT) for the Annuity and Health business of RiverSource Life (including RSLNY, a wholly owned subsidiary), which ensure that the company can meet the future policy liability and expense cashflows based on its existing assets. The specific regulations that drive the approach for this tool are the NAIC Valuation Manual Section 30 (VM-30), New York Regulation 126 (Reg 126), and the annual New York Special Considerations Letter (NY SCL).", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Grosse, Jason E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Lange, Timothy", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-05-29", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Preproduction", + "Model Usages": null, + "Actual Production Date": "2023-12-31", + "Planned Production Date": "2023-12-31", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T1", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Chen Jiayang", + "Date of Independent Validation": "2025-05-29", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Jack Chen", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-05-29", + "created_at": "2025-05-21", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-645", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "645", + "entity_alias": "Asset Adequacy Model", + "model_name": "#645 Asset Adequacy Model", + "model_id": 2743, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Excel spreadsheet", + "Date of Next Full Validation": null, + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Forecasts revenues, expenses, PTI and adjusted margin for Columbia Threadneedle Investments (CTI) in total and by region (North America, EMEA, APAC). In addition to forecasted financials, the model contains a trend of reported financials and metrics (i.e. client flows and assets) for historical periods. The forecast is based on input from subject matter experts (SMEs) and assumptions provided by corporate BP&A (Business Planning & Analysis) such as market growth and interest rates.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Siml, Sarah J", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Siml, Sarah J", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-12-30", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Model Development", + "Model Usages": null, + "Actual Production Date": "2020-12-04", + "Planned Production Date": "2020-12-04", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T3", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Anmol Jain", + "Date of Independent Validation": "2024-12-30", + "Validation Type": "Targeted Scope Validation", + "Validation Owner": "Anmol Jain", + "Validation Type N": null, + "Open Policy Exception": "Yes", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-12-30", + "created_at": "2025-05-17", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-163", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "163", + "entity_alias": "Columbia Plan/Forecast Model", + "model_name": "Columbia Plan/Forecast Model", + "model_id": 2526, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Excel Spreadsheet", + "Date of Next Full Validation": "2029-12-30", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The Long-Range Plan Model (#15) is an Excel based forecasting model that:\n\u2022\tProjects 5 years financial results (Revenue, PTI, Net Income, EPS, ROE) using simple formulas\n\u2022\tIs operated and maintained by the Corporate Finance team \n\u2022\tOutput feeds some of the pages in the Long-Range Plan materials that are reviewed with ELT and Board of Directors annually (typically in June)", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Olson, Kenneth X", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Olson, Kenneth X", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-12-30", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-07-27", + "Planned Production Date": "2020-07-27", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T3", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Ronit Arora", + "Date of Independent Validation": "2024-12-30", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Ronit Arora", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-12-30", + "created_at": "2025-05-17", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-15", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "15", + "entity_alias": "Long Range Plan Model", + "model_name": "Long Range Plan", + "model_id": 2518, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Excel Spreadsheet", + "Date of Next Full Validation": null, + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The Enterprise Risk Management (ERM) Market Risk Asset Management (AM) & Advice and Wealth Management (AWM) (Ex Bank & Certs) Model (#14) is a risk model that produces output CSV files that are used as inputs by the ERM Market Risk Model (#90) for the Asset Management (AM) and Advice & Wealth Management (AWM) business lines (Ex Bank & Certs). \nThe model:\n\u2022\tProjects financial results (e.g. operating PTI, G&A expenses) under various economic/market scenarios, including stress scenarios\n\u2022\tIs operated and maintained by the Corporate Finance team \n\u2022\tOutput feeds downstream ERM led analysis and reporting including the Risk Appetite and Tolerance Report (RATR)\n\u2022\tWas built specifically to support (feed into) the ERM Market Risk model and is also used for other risk/stress testing done by Treasury", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Samaha, Ahmed M", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Olson, Kenneth X", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2023-12-31", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Model Development", + "Model Usages": null, + "Actual Production Date": "2020-07-27", + "Planned Production Date": "2020-07-27", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T2", + "AIML Model": "No", + "Date of Last Annual Review": "2025-01-15", + "Name of Validator Review": "Chen Jiayang", + "Date of Independent Validation": "2023-12-31", + "Validation Type": "Revalidation (Full Scope Validation)", + "Validation Owner": "Jack Chen", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2023-12-31", + "created_at": "2025-05-17", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-14", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "14", + "entity_alias": "ERM Market Risk Model - AM/AWM (ex Bank & Certs)", + "model_name": "Erm Market Risk Model - Am/Awm (Ex-Bank & Certs)", + "model_id": 2516, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "MS Excel", + "Date of Next Full Validation": "2030-02-28", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Projects income statement, balance sheet, cash flow, and metric items used to calculate GAAP operating Pre-Tax Income (PTI) for blocks with Universal Life (UL) business under prescribed sales/markets/interest rates/expenses and GAAP valuation model best estimate assumptions. The output is consolidated with other products into the Life & Health Segment Plan/Forecast. Sources of variances (Sales/Market/Rates/1-time items/Claims/expenses/BAU) Year over Year are identified and quantified. to establish Insurance leadership uses this information to identify management actions to improve earnings. The Business Unit Assessment is based on original Plan vs 9+3 Forecast.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Frost, Daryl L", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Bullock, John D", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-02-28", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T3", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Ronit Arora", + "Date of Independent Validation": "2025-02-28", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Ronit Arora", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-02-28", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-78", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "78", + "entity_alias": "UL Plan/ Forecast Model", + "model_name": "Ul Plan & Forecast", + "model_id": 2503, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "MS Excel", + "Date of Next Full Validation": "2030-02-28", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Projects income statement, balance sheet, cash flow, and metric items used to calculate GAAP operating Pre-Tax Income (PTI) for Ameriprise\u2019s Traditional Life (Term and Whole Life) block of business under prescribed sales/markets/interest rates/expenses and GAAP valuation model best estimate assumptions. The Trad output is consolidated with other products into the Life & Health Segment Plan/Forecast. Sources of variances (Sales/Market/Rates/1-time items/Claims/expenses/BAU) Year over Year are identified and quantified to establish Insurance leadership uses this information to identify management actions to improve earnings.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Frost, Daryl L", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Bullock, John D", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-02-28", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T3", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Ronit Arora", + "Date of Independent Validation": "2025-02-28", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Ronit Arora", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-02-28", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-77", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "77", + "entity_alias": "Trad Life Plan/ Forecast Model", + "model_name": "Trad Life Plan & Forecast", + "model_id": 2501, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "MS Excel", + "Date of Next Full Validation": "2030-02-28", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Projects income statement, balance sheet, cash flow, and metric items used to calculate GAAP operating Pre-Tax Income (PTI) for Ameriprise\u2019s Disability Income (DI) and Long-Term Care (LTC) blocks of business under prescribed sales/\ts/interest rates/expenses and GAAP valuation model best estimate assumptions. The DI output is consolidated with other products into the Life & Health Segment Plan/Forecast. The LTC output is the Long-Term Care Segment Plan/Forecast. Sources of variances (Sales/Market/Rates/1-time items/Claims/expenses/BAU) Year over Year are identified and quantified to establish Insurance leadership uses this information to identify management actions to improve earnings.\nThis model is constructed in Excel and provides the flexibility and speed to update assumptions and projections within the planning cycle timelines. ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Frost, Daryl L", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Bullock, John D", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-02-28", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T3", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Ronit Arora", + "Date of Independent Validation": "2025-02-28", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Ronit Arora", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-02-28", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-76", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "76", + "entity_alias": "DI<C Plan/ Forecast Model", + "model_name": "Di&Ltc Plan & Forecast", + "model_id": 2499, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "MS Excel", + "Date of Next Full Validation": "2029-12-30", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Projects income statement, balance sheet, cash flow, and metric items used to calculate GAAP operating Pre-Tax Income (PTI) for blocks with Variable Universal Life (VUL) business under prescribed sales/markets/interest rates/expenses and GAAP valuation model best estimate assumptions. The output is consolidated with other products into the Life & Health Segment Plan/Forecast. Sources of variances (Sales/Market/Rates/1-time items/Claims/expenses/BAU) Year over Year are identified and quantified. to establish Insurance leadership uses this information to identify management actions to improve earnings.\nThis model is constructed in Excel and provides the flexibility and speed to update assumptions and projections within the planning cycle timelines. ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Frost, Daryl L", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Bullock, John D", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-12-30", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T3", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Anmol Jain", + "Date of Independent Validation": "2024-12-30", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Anmol Jain", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-12-30", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-75", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "75", + "entity_alias": "VUL Plan/Forecast Model", + "model_name": "Vul Plan & Forecast", + "model_id": 2497, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "MS Excel", + "Date of Next Full Validation": "2030-03-28", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": "Dan Keenan", + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Projects income statement items in order to calculate Operating Pre-tax Income for Ameriprise\u2019s Fixed Annuity (FA) and Payout Annuity (PO) blocks of business using Best Estimate assumptions for use in the business planning process.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Eberlein, Jeffrey", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Bullock, John D", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Model Certification Status": "Complete", + "Validation Director": "Muzammil Waheed", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-03-28", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T3", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Dan Keenan", + "Date of Independent Validation": "2025-03-28", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Dan Keenan", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-03-28", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-74", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "74", + "entity_alias": "FA Plan/ Forecast Model", + "model_name": "Fa Plan/Forecast Model", + "model_id": 2494, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Date of Next Full Validation": "2027-06-13", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The C3P1 model (Model ID #7) is used to perform the valuation of the C-3 Risk-based Capital (RBC) Cash Flow Testing Interest Rate Risk (a.k.a. C3P1)(1) component within the C-3 RBC Total Interest Rate Risk of the NAIC Life and Fraternal RBC framework. C3P1 is used to calculate required capital net of reinsurance for the fixed side of Certain Annuities (fixed deferred annuities (FA) and payout annuities (IA)) and Single Premium Life (single premium universal life (SPUL/SPVUL) products to cover the risk of potential losses due to changes in interest rate levels. C-3 RBC Cash Flow Modeling Interest Rate Risk components for Variable Annuities (VA) and Similar Products (structured variable annuities and variable payout annuities) are a separate component within the C-3 RBC Total Interest Rate Risk of the NAIC Life and Fraternal RBC framework and are not a part of C3P1. VA contracts where the account value is zero and are in payout status are included in C3P1 within IA.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Grosse, Jason E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Pollei, Mike X", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-06-12", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-24", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-07-27", + "Planned Production Date": "2020-07-27", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T1", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Chen Jiayang", + "Date of Independent Validation": "2025-06-12", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Jack Chen", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-06-12", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-7", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "7", + "entity_alias": "C3 Phase I Model", + "model_name": "#7 C3P1 Valuation Model", + "model_id": 2482, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Date of Next Full Validation": "2025-09-26", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Projects the National Association of Insurance Commissioners (NAIC) Validation Manual Section 21 (VM-21) statutory reserve and capital results for Ameriprise\u2019s Variable Annuity (VA) and Structured Variable Annuity (SVA) blocks under a range of market conditions. The model is a key part of the capital planning processes of Risk Appetite and Tolerance Report (RATR) and Short Term Excess Capital & Liquidity (STECL), it is used in various ad hoc analysis to support management decision making and produces inputs for the downstream VA Deterministic Risk model (Model ID 607). ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Grosse, Jason E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Pollei, Mike X", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Nicole Kollar", + "Model Certification Status": "Complete", + "Validation Director": "Muzammil Waheed", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2023-09-26", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-24", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2021-12-31", + "Planned Production Date": "2021-12-31", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T1", + "AIML Model": "No", + "Date of Last Annual Review": "2025-01-30", + "Name of Validator Review": "Mudit Madhura", + "Date of Independent Validation": "2023-09-26", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Mudit Madhura", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2023-09-26", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-615", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "615", + "entity_alias": "VM-21 Risk Model", + "model_name": "#615 Vm21 Risk Model", + "model_id": 2445, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Date of Next Full Validation": "2025-09-30", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Projects income statement and balance sheet items which includes the following key metrics - projected distributable earnings and GAAP pre-tax income (PTI), for Ameriprise\u2019s Variable Annuity (VA) and Structured Variable Annuity (SVA) blocks of business. This information is produced for a range of economic scenarios for use in the capital/liquidity/earnings risk analysis, stress testing, and capital planning process, specifically for Risk Appetite and Tolerance Report (RATR) and Short Term Excess Capital & Liquidity (STECL) reports.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Grosse, Jason E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Pollei, Mike X", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Model Certification Status": "Complete", + "Validation Director": "Muzammil Waheed", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2023-09-30", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-24", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Model Development", + "Model Usages": null, + "Actual Production Date": "2023-06-30", + "Planned Production Date": "2023-06-30", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T1", + "AIML Model": "No", + "Date of Last Annual Review": "2025-01-30", + "Name of Validator Review": "Muzammil Waheed", + "Date of Independent Validation": "2025-06-12", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Muzammil", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-06-12", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-607", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "607", + "entity_alias": "VA Deterministic Risk", + "model_name": "#607 Va Deterministic Risk Model", + "model_id": 2441, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Date of Next Full Validation": "2026-01-18", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The primary purpose of the VA (Variable Annuity) Cash Flow Engine is to provide the functionality for interconnected models to complete decremented projections for policy values (e.g., Account Value, GMWB (Guaranteed Minimum Withdrawal Benefit) Benefit Base), policyholder benefits\u00a0paid by the company (e.g., death benefit, surrender value) and various company revenues (e.g., M&E (Mortality and Expense), rider fee)\u00a0and expenses (e.g., acquisition, maintenance).\u00a0", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Grosse, Jason E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Twohy, Joshua A", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Model Certification Status": "Complete", + "Validation Director": "Muzammil Waheed", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-01-18", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T1", + "AIML Model": "No", + "Date of Last Annual Review": "2025-01-30", + "Name of Validator Review": "Mudit Madhura", + "Date of Independent Validation": "2024-01-18", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Mudit Madhura", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-01-18", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-50", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "50", + "entity_alias": "Variable Annuity Liability Cash Flow Model", + "model_name": "#50 Variable Annuity Cash Flow Model", + "model_id": 2425, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "MS Excel", + "Date of Next Full Validation": "2029-12-30", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The purpose of this model is to project income statement items in order to calculate Operating Pre-tax Income for Ameriprise\u2019s Variable Annuity (VA) and Structured Variable Annuity (SVA) blocks of business using Best Estimate assumptions for use in the business planning process.\nResults of the model are primarily used to support management decision making and to set targets for the business units. For example, profitability of the VA and SVA block are tracked against the Plan profitability throughout the year. Results of the VA Plan/Forecast Model are not shared externally and are not part of any reported financial statements. As such, the model risk is assessed as low and there is no financial impact associated with model errors.\nThis model is constructed within Excel, which primarily addresses the needs for flexibility and speed required to produce projections within the planning cycle timelines.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Eberlein, Jeffrey", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Bullock, John D", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Model Certification Status": "Complete", + "Validation Director": "Muzammil Waheed", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-12-30", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-07-27", + "Planned Production Date": "2020-07-27", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T3", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Muzammil Waheed", + "Date of Independent Validation": "2024-12-30", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Muzammil", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-12-30", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Salo, Lyndee", + "type": "Tiering Process", + "unique_id": "MOD-17", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "17", + "entity_alias": "VA Plan/Forecast Model", + "model_name": "Va Plan/Forecast Model", + "model_id": 2407, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "C#", + "Date of Next Full Validation": "2026-12-31", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Creates stochastic interest rate scenarios which are then used by the Treasury Asset and Liability Management (ALM) team for duration analysis of insurance, annuity & certificate products on a quarterly basis.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Wetterlin, Douglas E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Grosse, Jason E", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-12-30", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-12-04", + "Planned Production Date": "2020-12-04", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T1", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Ronit Arora", + "Date of Independent Validation": "2024-12-30", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Ronit Arora", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-12-30", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Salo, Lyndee", + "type": "Tiering Process", + "unique_id": "MOD-165", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "165", + "entity_alias": "Risk Neutral Scenario Generator", + "model_name": "Risk Neutral Scenario Generator", + "model_id": 2405, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Date of Next Full Validation": "2026-01-18", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The primary purpose of the SVA (Structured Variable Annuity) Cash Flow Engine is to provide the functionality for interconnected models to complete decremented projections for policy values (e.g., Account Value), policyholder benefits paid by the company (e.g., death benefit, surrender value) and expenses (e.g., acquisition, maintenance). ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Grosse, Jason E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Twohy, Joshua A", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Model Certification Status": "Complete", + "Validation Director": "Muzammil Waheed", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-01-18", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-12-04", + "Planned Production Date": "2020-12-04", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T1", + "AIML Model": "No", + "Date of Last Annual Review": "2025-01-30", + "Name of Validator Review": "Mudit Madhura", + "Date of Independent Validation": "2024-01-18", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Mudit Madhura", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-01-18", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Twohy, Joshua A", + "type": "Tiering Process", + "unique_id": "MOD-150", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "150", + "entity_alias": "Structured Annuity Liability Cash Flow Model", + "model_name": "#150 Structure Annuity Cash Flow Model", + "model_id": 2403, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Date of Next Full Validation": "2028-07-23", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Projects policyholder benefits paid by the company (e.g. disability benefits, long term care benefits), various company revenues (e.g. premiums, expense allowances), and expenses (e.g. acquisition, maintenance). The model projects these values over a user defined number of years by monthly time steps. The model projects values on a Gross and Net of Reinsurance basis (e.g. Coinsurance) consistent with the underlying coverage for a given product type.\nThese projections are used by various types of interconnected models (e.g. reserve, capital, risk, financial planning, pricing models, other financial analyses).", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Grosse, Jason E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Twohy, Joshua A", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-12-04", + "Planned Production Date": "2020-12-04", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T2", + "AIML Model": "No", + "Date of Last Annual Review": "2025-10-24", + "Name of Validator Review": "Anmol Jain", + "Date of Independent Validation": "2024-07-23", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Anmol Jain", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-07-23", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-149", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "149", + "entity_alias": "Health Insurance Cash Flow Model", + "model_name": "#149 Health Insurance Liability Cash Flow Model", + "model_id": 2401, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Date of Next Full Validation": "2027-06-14", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The tool calculates Generally Accepted Accounting Principles (GAAP) asset and liability actuarial balances for use in the Ameriprise GAAP financial statements. 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This information is used for reporting in Ameriprise\u2019s GAAP financial statements, and uses calculations as per Financial Accounting Standards Board (FASB) accounting guidance.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Grosse, Jason E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Orth, Heather", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Model Certification Status": "Complete", + "Validation Director": "Muzammil Waheed", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2025-03-06", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-05", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2023-01-31", + "Planned Production Date": "2023-01-31", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T1", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Muzammil Waheed", + "Date of Independent Validation": "2025-03-06", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Muzammil", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2025-03-06", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Salo, Lyndee", + "type": "Tiering Process", + "unique_id": "MOD-580", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "580", + "entity_alias": "Insurance & Annuity GAAP LDTI Reserves & DAC Valuation Model", + "model_name": "Insurance & Annuity Gaap Ldti Reserves & Dac Valuation Model", + "model_id": 2341, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Date of Next Full Validation": "2028-07-23", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The primary purpose of the Annuity (non-VA) Insurance Cash Flow Engine is to provide the functionality for interconnected models to complete decremented projections for policy values (e.g., Account Value, FIA GMWB (Guaranteed Minimum Withdrawal Benefits)), policyholder benefits\u00a0paid by the company (e.g., death benefit, surrender value), company revenues (e.g. interest credited, rider fee) and expenses (e.g., acquisition, maintenance).\u00a0", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Grosse, Jason E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Twohy, Joshua A", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Model Certification Status": "Complete", + "Validation Director": "Muzammil Waheed", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T2", + "AIML Model": "No", + "Date of Last Annual Review": "2025-09-15", + "Name of Validator Review": "Dan Keenan", + "Date of Independent Validation": "2024-07-23", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Dan Keenan", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-07-23", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-51", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "51", + "entity_alias": "Annuity (non-VA) Liability Cash Flow Model", + "model_name": "#51 Annuity (Non-Va) Liability Cash Flow Model", + "model_id": 2333, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Date of Next Full Validation": "2028-07-23", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The primary purpose of the Life Insurance Cash Flow Engine is to provide the functionality for interconnected models to complete decremented projections for policy values (e.g., Account Value), policyholder benefits\u00a0paid by the company (e.g., death benefit, surrender value), company revenue items (e.g., COI (cost of mortality), policy loads, interest credited) and expenses (e.g., acquisition, maintenance).\u00a0 The model projects values on a Gross and Net of Reinsurance basis (e.g. YRT (Yearly Renewable Term), Coinsurance) consistent with the underlying coverage for a given product type.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Grosse, Jason E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Twohy, Joshua A", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-01", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T2", + "AIML Model": "No", + "Date of Last Annual Review": "2025-10-24", + "Name of Validator Review": "Anmol Jain", + "Date of Independent Validation": "2024-07-23", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Anmol Jain", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-07-23", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-49", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "49", + "entity_alias": "Life Insurance Liability Cash Flow Model", + "model_name": "#49 Life Insurance Cash Flow Model", + "model_id": 2323, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "C#", + "Date of Next Full Validation": "2026-01-19", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Clusters both the variable annuity (VA) and structured variable annuity (SVA) seriatim in-force files at various levels of compression to provide runtime improvements. The model was developed in C# and is currently maintained by the Corporate Modeling Team (CMG) within Corporate Actuarial.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Wetterlin, Douglas E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Grosse, Jason E", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Model Certification Status": "Complete", + "Validation Director": "Muzammil Waheed", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-01-19", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T1", + "AIML Model": "Yes", + "Date of Last Annual Review": "2025-01-17", + "Name of Validator Review": "Muzammil Waheed", + "Date of Independent Validation": "2024-01-19", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Muzammil", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-01-19", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-48", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "48", + "entity_alias": "Condensing Tool", + "model_name": "Condensing Tool", + "model_id": 2321, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Date of Next Full Validation": "2026-07-24", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The main purpose of the model is to calculate reported reserves and capital at quarter-end valuation dates. The model is also used to calculate statutory hedge accounting (SHA) components (Rho and reserve change due to interest rates).", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Grosse, Jason E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Guimaraes, Aaron", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Model Certification Status": "Complete", + "Validation Director": "Muzammil Waheed", + "Validation VP": "Liu Jianhui", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2021-05-31", + "Planned Production Date": "2021-05-31", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T1", + "AIML Model": "No", + "Date of Last Annual Review": "2025-09-08", + "Name of Validator Review": "Dan Keenan", + "Date of Independent Validation": "2024-07-23", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Dan Keenan", + "Validation Type N": "Initial Validation(Full Scope Validation)", + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-07-23", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Lyndee.R.Salo", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-46", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "46", + "entity_alias": "VM 21 Valuation Model", + "model_name": "#46 Vm21 Valuation Model", + "model_id": 2317, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Date of Next Full Validation": "2026-12-01", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "The Structured Variable Annuity (SVA) GAAP valuation model calculates the values of the FAS133 embedded derivative reserve and host reserve. The only product under scope is the structured variable annuity with sales that began in January 2020. The Corporate Actuarial Annuity Valuation team owns the SVA GAAP model. The model is used to perform monthly valuations and is also used for attribution purposes and to perform sensitivities. The Model is housed in the FIS Prophet software platform and coding is conducted by the Corporate Modelling Group (CMG). Official releases of Prophet will occur at a regular interval. ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Grosse, Jason E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Guimaraes, Aaron", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Model Certification Status": "Complete", + "Validation Director": "Muzammil Waheed", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-11-30", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2021-05-31", + "Planned Production Date": "2021-05-31", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T1", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Muzammil Waheed", + "Date of Independent Validation": "2024-11-30", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Muzammil", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-11-30", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-45", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "45", + "entity_alias": "Structured Annuity GAAP Valuation Model", + "model_name": "Structured Annuity Gaap Valuation Model", + "model_id": 2315, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "internally developed system", + "Date of Next Full Validation": "2026-08-02", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "All forms of the Variable Annuity (VA) Behavior Model are used to create inputs to other downstream models where such pre-processing would be advantageous. (See section 4.0 for more detail.) Although these models originated as constructors of inputs to Annuity GAAP Valuation models , their effectiveness in that area led to their adoption by several additional business functions, such as Statutory Valuation, Annuity Risk, and Hedging. Specific details on the suitability of this processing structure for downstream models can be found in their respective documentation. ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Monitor, Scott R", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Guimaraes, Aaron", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin/Nicole Kollar", + "Model Certification Status": "Complete", + "Validation Director": "Muzammil Waheed", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-08-01", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2021-05-31", + "Planned Production Date": "2021-05-31", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T1", + "AIML Model": "No", + "Date of Last Annual Review": "2025-10-01", + "Name of Validator Review": "Dan Keenan", + "Date of Independent Validation": "2024-08-01", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Dan Keenan", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-08-01", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-34", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "34", + "entity_alias": "VA Behavior Model", + "model_name": "#34 Va Behavior Model", + "model_id": 2301, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Date of Next Full Validation": "2026-10-31", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Melink, Andrea", + "Gen AI": "No", + "Model Purpose": "The VM-20 valuation model calculates statutory and tax reserves for life insurance business subject to principles based reserving (PBR).\u202fProducts under the scope of VM-20 include Indexed Universal Life (IUL), Universal Life with Shadow Account (ULDB), Universal Life with Long-Term Care Benefit (TRIO), Variable Universal Life (VUL), and Term, with IUL, ULDB, TRIO, and VUL being modeled together and collectively referred to as ULSG. This includes all policies issued in 2020+, as well as all RSL ULDB policies issued in 2019.\u202f\u202f ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Grosse, Jason E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Orth, Heather", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Nicole Kollar", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-10-30", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-05", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2020-08-13", + "Planned Production Date": "2020-08-13", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T1", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Jack chen", + "Date of Independent Validation": "2024-10-30", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Jack Chen", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-10-30", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-30", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "30", + "entity_alias": "VM20 Model", + "model_name": "Vm-20 Valuation Model", + "model_id": 2295, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "Prophet", + "Date of Next Full Validation": "2026-08-31", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": null, + "Gen AI": "No", + "Model Purpose": "Calculates statutory and tax reserve balances for both active life reserves and disabled life reserves in compliance with statutory requirements for LTC (Long Term Care), DI (Disability Insurance) policies, and associated riders. The model produces the balances necessary to book financial results each quarter to the general ledger, as well as support financial statements and submissions. Those results include active and disabled life reserves, unearned premium reserves, and other small balances such as claim expenses. Those balances are produced on a direct and ceded basis, where applicable. ", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Model Status": "In Use", + "Model Developer Group": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer": "Grosse, Jason E", + "Compliance Requirements": null, + "User Category": null, + "Model Owner": "Orth, Heather", + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Kehn, Kevin", + "Model Certification Status": "Complete", + "Validation Director": "Jack Chen", + "Validation VP": "Gilbert Liu", + "FSV Anniversary date": "2024-08-30", + "Active Policy Exception": "No", + "Business Unit": "Finance", + "Certification Completion Date": "2025-11-05", + "Model Use Flag": null, + "Model Attestation Status": "Complete", + "Related to insurance business": null, + "Model Category": [], + "Lifecycle Status": "Active", + "Model Usages": null, + "Actual Production Date": "2021-04-06", + "Planned Production Date": "2021-04-06", + "Attestation Completion Date": "2025-07-08", + "Vendor Model": "No", + "Model Sponsor": "Kehn, Kevin", + "Current Risk Tier": "T1", + "AIML Model": "No", + "Date of Last Annual Review": null, + "Name of Validator Review": "Anmol Jain", + "Date of Independent Validation": "2024-08-30", + "Validation Type": "Initial Validation(Full Scope Validation)", + "Validation Owner": "Anmol Jain", + "Validation Type N": null, + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Shruti", + "Date of Last Full Validation": "2024-08-30", + "created_at": "2025-05-16", + "updated_at": "2025-12-12", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-187", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "187", + "entity_alias": "Health Stat Valuation Model - Prophet", + "model_name": "Health Stat Valuation Model - Prophet", + "model_id": 2285, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + } + ] + } + } +} \ No newline at end of file