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This tool is specifically used for fixed income trade products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2023-08-31", + "Planned Production Date": "2023-08-31", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Open Role", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "created_at": "2025-05-16", + "updated_at": "2026-06-16", + "created_by": "mrm_admin", + "updated_by": "Sheridan.Vang", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-629", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "629", + "entity_alias": "SRT Fixed Income Trade Anomaly Model", + "model_name": "Srt Fixed Income Trade Anomaly Model", + "model_id": 2459, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by the Trade Supervision Team to identify the anomalous trades among the trades that are classified as green by the Supervision Review Tool (SRT) rule sets under non-discretionary accounts as per regulatory guidelines. Trades that score higher for potential anomalous behavior than a business-determined threshold are reviewed by the team, other trades are automatically closed/not reviewed further. This tool is specifically used for options trade products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2023-08-31", + "Planned Production Date": "2023-08-31", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Open Role", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "created_at": "2025-05-16", + "updated_at": "2026-06-16", + "created_by": "mrm_admin", + "updated_by": "Sheridan.Vang", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-628", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "628", + "entity_alias": "SRT Options Trade Anomaly Model", + "model_name": "Srt Option Trade Anomaly Model", + "model_id": 2457, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by the Trade Supervision Team to identify the anomalous trades among the trades that are classified as green by the Supervision Review Tool (SRT) rule sets under non-discretionary accounts as per regulatory guidelines. Trades that score higher for potential anomalous behavior than a business-determined threshold are reviewed by the team, other trades are automatically closed/not reviewed further. This tool is specifically used for equity trade products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2023-08-31", + "Planned Production Date": "2023-08-31", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Open Role", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "created_at": "2025-05-16", + "updated_at": "2026-06-16", + "created_by": "mrm_admin", + "updated_by": "Sheridan.Vang", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-627", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "627", + "entity_alias": "SRT Equity Trade Anomaly Model", + "model_name": "Srt Equity Trade Anomaly Model", + "model_id": 2455, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by the Trade Supervision Team to identify the anomalous trades among the trades that are classified as green by the Supervision Review Tool (SRT) rule sets under non-discretionary accounts as per regulatory guidelines. Trades that score higher for potential anomalous behavior than a business-determined threshold are reviewed by the team, other trades are automatically closed/not reviewed further. This tool is specifically used for exchange traded fund products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2023-08-31", + "Planned Production Date": "2023-08-31", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Open Role", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "created_at": "2025-05-16", + "updated_at": "2026-06-16", + "created_by": "mrm_admin", + "updated_by": "Sheridan.Vang", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-626", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "626", + "entity_alias": "SRT ETF Trade Anomaly Model", + "model_name": "Srt Etf Trade Anomaly Model", + "model_id": 2453, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa, Schuele, John, Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by the Trade Supervision Team to identify the anomalous trades among the trades that are classified as green by the Supervision Review Tool (SRT) rule sets under non-discretionary accounts as per regulatory guidelines. Trades that score higher for potential anomalous behavior than a business-determined threshold are reviewed by the team, other trades are automatically closed/not reviewed further. This tool is specifically used for mutual fund products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2023-08-31", + "Planned Production Date": "2023-08-31", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Open Role", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "created_at": "2025-05-16", + "updated_at": "2026-06-16", + "created_by": "mrm_admin", + "updated_by": "Sheridan.Vang", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-625", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "625", + "entity_alias": "SRT Mutual Fund Trade Anomaly Model", + "model_name": "Srt Mf Trade Anomaly Model", + "model_id": 2451, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa, Schuele, John, Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by the Trade Supervision Team to identify the anomalous trades among the trades that are classified as green by the Supervision Review Tool (SRT) rule sets under non-discretionary accounts as per regulatory guidelines. Trades that score higher for potential anomalous behavior than a business-determined threshold are reviewed by the team, other trades are automatically closed/not reviewed further. 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The priority supervision review only expedites the review process for what the tool classifies as higher risk trades; however, all trades are ultimately reviewed by the team. 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This tool specifically pertains to equity trade products.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": "Models used to manage technology & work activities", + "Actual Production Date": "2023-07-30", + "Planned Production Date": "2023-07-30", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Kanik Aggarwal", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "created_at": "2025-05-16", + "updated_at": "2026-06-16", + "created_by": "mrm_admin", + "updated_by": "Sheridan.Vang", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-598", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "598", + "entity_alias": "SRT Equity Trade Priority Model", + "model_name": "Srt Equity Trade Priority Model", + "model_id": 2348, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. Trade Supervision Team: using Non-Green (SRT Score> 0) UIT Trades under Non-Discretionary accounts per current Regulatory guidelines, only a relatively small percentage of UIT Trades resulted in \u201cAction\u201d from the supervision review. A supervised Machine Learning (ML) Model was developed to predict a UIT Trade\u2019s likelihood to be \u201cActioned\u201d from Supervision Review.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": "Models used to manage technology & work activities", + "Actual Production Date": "2023-05-30", + "Planned Production Date": "2023-05-30", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Kaushik Mahato", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "created_at": "2025-05-16", + "updated_at": "2026-06-16", + "created_by": "mrm_admin", + "updated_by": "Sheridan.Vang", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-597", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "597", + "entity_alias": "SRT UIT Trade Action Propensity Model", + "model_name": "Srt Uit Trade Action Propensity", + "model_id": 2346, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. Trade Supervision Team: using Non-Green (SRT Score> 0) OP Trades under Non-Discretionary accounts per current Regulatory guidelines, only a relatively small percentage of OP Trades resulted in an \"Action\" from the supervision review. A supervised Machine Learning (ML) Model was developed to predict an OP Trade\u2019s likelihood to be \u201cActioned\u201d from Supervision Review.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": "Models used to manage technology & work activities", + "Actual Production Date": "2022-03-16", + "Planned Production Date": "2022-03-16", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Kaushik Mahato", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "created_at": "2025-05-16", + "updated_at": "2026-06-16", + "created_by": "mrm_admin", + "updated_by": "Sheridan.Vang", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-532", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "532", + "entity_alias": "SRT Options Trade Action Propensity Model", + "model_name": "Srt Option Trade Action Propensity", + "model_id": 2335, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. Trade Supervision Team: using Non-Green (SRT Score> 0) EQ Trades under Non-Discretionary accounts per current Regulatory guidelines, only a relatively small percentage of EQ Trades resulted in an \"Action\" from the supervision review. A supervised Machine Learning (ML) Model was developed to predict an EQ Trade\u2019s likelihood to be \u201cActioned\u201d from Supervision Review.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": "Other", + "Actual Production Date": "2021-05-12", + "Planned Production Date": "2021-05-12", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Kaushik Mahato", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "created_at": "2025-05-16", + "updated_at": "2026-06-16", + "created_by": "mrm_admin", + "updated_by": "Sheridan.Vang", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-362", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "362", + "entity_alias": "SRT Equity Trade Action Propensity Model", + "model_name": "Srt Equity Trade Action Propensity", + "model_id": 2309, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. Trade Supervision Team: using Non-Green (SRT Score> 0) ETF Trades under Non-Discretionary accounts per current Regulatory guidelines, only a relatively small percentage of ETF Trades resulted in an \"Action\" from the supervision review. A supervised Machine Learning (ML) Model was developed to predict an ETF Trade\u2019s likelihood to be \u201cActioned\u201d from Supervision Review.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": "Models used to manage technology & work activities", + "Actual Production Date": "2021-05-12", + "Planned Production Date": "2021-05-12", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Kaushik Mahato", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "created_at": "2025-05-16", + "updated_at": "2026-06-16", + "created_by": "mrm_admin", + "updated_by": "Sheridan.Vang", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-361", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "361", + "entity_alias": "SRT ETF Trade Action Propensity Model", + "model_name": "Srt Etf Trade Action Propensity", + "model_id": 2307, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "SRT", + "Region": "NA", + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Engels, Lisa; Schuele, John; Cory Larson", + "Gen AI": "No", + "Model Purpose": "Used by Trade Supervision Team to risk rank trades, based on their likelihood of being risky, in order to prioritize their review. Trade Supervision Team: using Non-Green (SRT Score> 0) MF Trades under Non-Discretionary accounts per current Regulatory guidelines, only a relatively small percentage of MF Trades resulted in an \"Action\" from the supervision review. A supervised Machine Learning (ML) Model was developed to predict an MF Trade\u2019s likelihood to be \u201cActioned\u201d from Supervision Review.", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": "EDAI", + "Compliance Requirements": null, + "User Category": "Internal", + "Model Attestation for inventory": "True", + "ELT": "Bill Williams", + "Model Sponsor support": null, + "Validation VP": "Radhika Chopra", + "FSV Anniversary date": "2024-07-23", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-15", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Landree, Joe C", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": "Models used to manage technology & work activities", + "Actual Production Date": "2021-05-12", + "Planned Production Date": "2021-05-12", + "Vendor Model": "Yes", + "AIML Model": "Yes", + "Date of Last Annual Review": null, + "Date of Independent Validation": "2025-10-31", + "Model Sponsor": "Vaughn, Brenda E", + "Open Policy Exception": "No", + "Open Findings": "Yes", + "Vendor Name": "AutoGluon", + "Vendor ID": "ARC1801735", + "Vendor Company": "FIDELITY NATIONAL INFORMATION SERVICES", + "Governance Ownership": "Harshit", + "Date of Last Full Validation": "2025-10-31", + "Validation Owner": "Kaushik Mahato", + "Validation Type": "Revalidation (Full Scope Validation)", + "Date of Next Full Validation": "2029-07-23", + "Validation Director": "Sakshi Gupta", + "Model Status": "In Use", + "Model Developer": "Goel, Mridul G", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A0059892", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T3", + "Business Unit": "AWM", + "Attestation Completion Date": "2025-12-15", + "created_at": "2025-05-16", + "updated_at": "2026-06-16", + "created_by": "mrm_admin", + "updated_by": "Sheridan.Vang", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-360", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "360", + "entity_alias": "SRT Mutual Fund Trade Action Propensity Model", + "model_name": "Srt Mf-529 Trade Action Propensity", + "model_id": 2305, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + } + ], + "List of AI Non Model for Certification": [] + } + } +} \ No newline at end of file