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The Advisor Wealth Management (AWM) Lead Finance Officer (LFO) team then uses this projection to calculate an expense accrual for the year at the advisor and portfolio level for Profit & Loss reporting purposes", + "Validated Use of Model": null, + "Aligned PE Expiration Date": null, + "Downstream Model": null, + "Retirement reason": null, + "Model Developer Group": null, + "Compliance Requirements": null, + "User Category": null, + "Model Attestation for inventory": "True", + "ELT": "Walter Berman", + "Model Sponsor support": "Langner, Janet C/Nicole Kollar", + "Validation VP": "Na Jin", + "FSV Anniversary date": "2025-01-31", + "Active Policy Exception": "No", + "Certification Completion Date": "2025-11-19", + "Model Use Flag": null, + "Related to insurance business": null, + "Model Owner": "Mulvihill, Agnes X", + "Model Attestation Status": "Complete", + "Model Category": [], + "Lifecycle Status": "Model Use and Ongoing Monitoring", + "Model Usages": null, + "Actual Production Date": "2022-04-01", + "Planned Production Date": "2022-04-01", + "Vendor Model": "No", + "AIML Model": "No", + "Date of Last Annual Review": "2026-03-30", + "Date of Independent Validation": "2025-01-31", + "Model Sponsor": "Langner, Janet C", + "Open Policy Exception": "No", + "Open Findings": "No", + "Vendor Name": "N/A- not a vendor model", + "Vendor ID": null, + "Vendor Company": "N/A- Not a vendor model", + "Governance Ownership": "Sheridan", + "Date of Last Full Validation": "2025-01-31", + "Validation Owner": "Ketan Bhatheja", + "Validation Type": "Initial Validation (Full Scope Validation)", + "Date of Next Full Validation": "2027-02-01", + "Validation Director": "Kapil Gupta", + "Model Status": "In Use", + "Model Developer": "Lamotte, Stephanie M", + "Model Certification Status": "Complete", + "Final ModelTool Determination": null, + "AIML Technique Commentary": null, + "Generative AI Justification": null, + "Vendor Developed": null, + "Asset ID in CMDB": "A2110468", + "CDO": null, + "Bright Idea ID": null, + "Current Risk Tier": "T1", + "Business Unit": "Finance", + "Attestation Completion Date": "2025-12-08", + "created_at": "2025-05-16", + "updated_at": "2026-06-15", + "created_by": "mrm_admin", + "updated_by": "Bielinski, ChenYu", + "status": "Complete", + "description": "pool", + "assignedUser": "Dupont, Anthony", + "type": "Tiering Process", + "unique_id": "MOD-662", + "entity_type": "ModelInventory", + "due_date": null, + "workflowName": "Tiering workflow Final", + "delegated_by": null, + "is_archived": false, + "workflowId": 64, + "currentVersion": 1, + "associated_system": null, + "entity_code": "662", + "entity_alias": "AAG Deferred Compensation Projection", + "model_name": "Aag Deferred Compensation Projection (Id 662)", + "model_id": 2375, + "request_type": "Normal", + "priority": null, + "association_name": null, + "association_id": null, + "request_to_model_id": null, + "Health": "High", + "health_status": { + "label": null, + "color": null, + "fail_reason": null + }, + "subassigned_users": [], + "due_at": null, + "status_description": "Tiering Initiation", + "tat_minutes": null, + "checklist_status": "0/0", + "checklist_total": 0, + "checklist_completed": 0, + "app_name": null, + "accesslevel": "Manage" + }, + { + "Platform": "MS Excel", + "Region": null, + "Current Use Approval Status": "Approved for Use", + "Governing Technology Policy": null, + "Model Owner Support": "Jessica Lopez", + "Gen AI": "No", + "Model Purpose": "The Ameriprise Franchise Group (AFG) Advisor Compensation Pricing Model is created annually to facilitate an ELT decision to publish the advisor payout grid \u2013 used to measure advisors based on key business metrics to set individual advisor payout rates for the following year. The typical annual rhythm is to begin modeling in June, with periodic reviews with leadership leading to a final Executive Leadership Team decision in September, which is then announced to advisors in October. Advisors are then measured against the new grid the following year-end (~15 months after the announcement), to set their individual payout rate for the following year.\nThe model type is primarily for capital planning, as the purpose of the model is to calculate the impact to advisors and the Advice and Wealth Management (AWM) Profit & Loss of any proposed changes to the AFG compensation plan, based projected changes to advisor payout rates. 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